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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 113 New 369 Added 427 Reduced 115 Exited
Page 8 of 22  ·  427 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 SNOW SNOWFLAKE INC Technology 8,114.0 $1.2M 0.07% -4K -32.5% $151.08 -0.2%
142 AXP AMERICAN EXPRESS CO Financial Services 4,051.0 $1.2M 0.07% -114.0 -2.7% $301.59 +3.9%
143 APP APPLOVIN CORP Technology 3,066.0 $1.2M 0.06% -551.0 -15.2% $393.58 +27.3%
144 UTHR UNITED THERAPEUTICS CORP DEL Healthcare 2,029.0 $1.2M 0.06% -78.0 -3.7% $591.31 -2.6%
145 MMM 3M CO Industrials 8,237.0 $1.2M 0.06% -710.0 -7.9% $145.24 -0.1%
146 FPX FIRST TR EXCHANGE-TRADED FD 7,397.0 $1.2M 0.06% -236.0 -3.1% $160.55 +14.7%
147 GSEP FIRST TR EXCHNG TRADED FD VI 30,380.0 $1.2M 0.06% -2K -5.1% $38.22 +5.9%
148 IAUM ISHARES GOLD TR Financial Services 24,854.0 $1.2M 0.06% -2K -6.8% $46.70 -3.0%
149 DIVO AMPLIFY ETF TR 25,632.0 $1.2M 0.06% -11K -30.9% $44.91 +1.0%
150 USB US BANCORP Financial Services 21,869.0 $1.1M 0.06% -298.0 -1.3% $52.06 +2.6%
151 FV FIRST TR EXCHANGE TRADED FD 18,640.0 $1.1M 0.06% -341.0 -1.8% $60.47 +15.3%
152 IGRO ISHARES TR 13,375.0 $1.1M 0.06% -352.0 -2.6% $83.76 +4.1%
153 ED CONSOLIDATED EDISON INC Utilities 9,757.0 $1.1M 0.06% -679.0 -6.5% $113.81 -5.9%
154 VST VISTRA CORP Utilities 7,251.0 $1.1M 0.06% -60K -89.2% $152.76 -7.1%
155 PFF ISHARES TR 36,344.0 $1.1M 0.06% -1K -3.7% $30.35 +2.9%
156 IFRA ISHARES TR 19,170.0 $1.1M 0.06% -197.0 -1.0% $57.25 +5.8%
157 XLP SELECT SECTOR SPDR TR 13,446.0 $1.1M 0.06% -4K -23.8% $81.49 +3.9%
158 INNOVATOR ETFS TRUST 41,594.0 $1.1M 0.06% -2K -4.7% $26.10
159 SIL GLOBAL X FDS 11,783.0 $1.1M 0.06% -19K -61.7% $92.10 -0.5%
160 KMI KINDER MORGAN INC DEL Energy 32,887.0 $1.1M 0.06% -5K -12.1% $32.98 +1.3%
Page 8 of 22  ·  427 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.7%
Consumer Cyclical 10.2%
Communication Services 6.8%
Industrials 6.6%
Healthcare 6.1%
Energy 6.1%
Consumer Defensive 3.6%
Utilities 2.1%
Real Estate 1.9%