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Portfolio (Quarterly) Guide ↗

Kovack Advisors, Inc.

· CIK 0001728321
13F Portfolio $1.9B AUM 1,011 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 113 New 369 Added 427 Reduced 115 Exited
Page 12 of 22  ·  427 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 1,267.0 $784K 0.04% -33.0 -2.5% $618.93 +6.6%
222 PWR QUANTA SVCS INC Industrials 1,411.0 $783K 0.04% -10K -87.6% $554.85 +36.0%
223 HAFN HAFNIA LTD Industrials 102,353.0 $778K 0.04% -794.0 -0.8% $7.60 +15.3%
224 BSCS INVESCO EXCH TRD SLF IDX FD 37,277.0 $761K 0.04% -954.0 -2.5% $20.43 -0.4%
225 VBR VANGUARD INDEX FDS 3,489.0 $760K 0.04% -3K -45.9% $217.86 +4.8%
226 EMLP FIRST TR EXCHANGE-TRADED FD 17,457.0 $759K 0.04% -8K -30.9% $43.50 +0.7%
227 FIRST TR EXCHNG TRADED FD VI 33,451.0 $754K 0.04% -4K -10.0% $22.55
228 VFH VANGUARD WORLD FD 6,146.0 $743K 0.04% -579.0 -8.6% $120.82 +3.9%
229 ARKK ARK ETF TR 10,582.0 $741K 0.04% -880.0 -7.7% $69.98 +7.0%
230 J P MORGAN EXCHANGE TRADED F 12,066.0 $740K 0.04% -769.0 -6.0% $61.32
231 QQEW FIRST TR EXCHANGE-TRADED FD 5,898.0 $739K 0.04% -287.0 -4.6% $125.32 +15.0%
232 DELL DELL TECHNOLOGIES INC Technology 4,384.0 $738K 0.04% -4K -46.6% $168.24 +44.4%
233 LOW LOWES COS INC Consumer Cyclical 3,121.0 $737K 0.04% -1K -32.1% $236.19 -7.7%
234 SHEL SHELL PLC Energy 7,731.0 $713K 0.04% -200.0 -2.5% $92.20 -6.5%
235 LHX L3HARRIS TECHNOLOGIES INC Industrials 2,043.0 $709K 0.04% -63.0 -3.0% $347.27 -12.3%
236 ASTS AST SPACEMOBILE INC Technology 8,462.0 $705K 0.04% -489.0 -5.5% $83.30 +6.6%
237 DIVI FRANKLIN TEMPLETON ETF TR 17,648.0 $703K 0.04% -382.0 -2.1% $39.81 +6.5%
238 TMO THERMO FISHER SCIENTIFIC INC Healthcare 1,404.0 $694K 0.04% -111.0 -7.3% $494.01 -11.3%
239 BND VANGUARD BD INDEX FDS 9,792.0 $688K 0.04% -6K -37.0% $70.23 +3.6%
240 VHT VANGUARD WORLD FD 2,498.0 $684K 0.04% -894.0 -26.4% $273.89 -1.4%
Page 12 of 22  ·  427 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.7%
Consumer Cyclical 10.2%
Communication Services 6.8%
Industrials 6.6%
Healthcare 6.1%
Energy 6.1%
Consumer Defensive 3.6%
Utilities 2.1%
Real Estate 1.9%