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Portfolio (Quarterly) Guide ↗

SeaCrest Wealth Management, LLC

· CIK 0001728121
13F Portfolio $988M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 632 New
Page 9 of 32  ·  632 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 UJUL INNOVATOR ETFS TRUST 30,162.0 $1.2M 0.12% NEW $38.96 +3.8%
162 NVO NOVO-NORDISK A S Healthcare 20,703.0 $1.2M 0.12% NEW $56.57 -21.2%
163 AXP AMERICAN EXPRESS CO Financial Services 3,094.0 $1.2M 0.12% NEW $378.19 -17.4%
164 CFG CITIZENS FINL GROUP INC Financial Services 19,164.0 $1.2M 0.12% NEW $60.99 +3.4%
165 WFC WELLS FARGO CO NEW Financial Services 12,380.0 $1.2M 0.12% NEW $94.29 -19.3%
166 BX BLACKSTONE INC Financial Services 7,557.0 $1.2M 0.12% NEW $153.58 -23.2%
167 RSG REPUBLIC SVCS INC Industrials 5,532.0 $1.2M 0.12% NEW $209.06 -1.7%
168 VGSH VANGUARD SCOTTSDALE FDS 19,636.0 $1.2M 0.12% NEW $58.77 -0.8%
169 SPSB SPDR SERIES TRUST 37,199.0 $1.1M 0.11% NEW $30.23 -0.7%
170 GRID FIRST TR EXCHANGE TRADED FD 7,108.0 $1.1M 0.11% NEW $156.61 +24.0%
171 MO ALTRIA GROUP INC Consumer Defensive 20,342.0 $1.1M 0.11% NEW $54.72 +31.8%
172 EFA ISHARES TR 11,124.0 $1.1M 0.11% NEW $97.93 +7.0%
173 VNQ VANGUARD INDEX FDS 12,247.0 $1.1M 0.11% NEW $88.50 +9.5%
174 SITM SITIME CORP Technology 3,155.0 $1.1M 0.11% NEW $342.73 +111.9%
175 IEFA ISHARES TR 11,719.0 $1.1M 0.11% NEW $91.30 +7.3%
176 XLI SELECT SECTOR SPDR TR 6,700.0 $1.1M 0.11% NEW $158.97 +9.7%
177 TJX TJX COS INC NEW Consumer Cyclical 6,914.0 $1.1M 0.11% NEW $154.05 +1.9%
178 EVX VANECK ETF TRUST 27,163.0 $1.1M 0.11% NEW $38.81 +1.4%
179 BMY BRISTOL-MYERS SQUIBB CO Healthcare 18,388.0 $1.0M 0.11% NEW $56.72 +1.4%
180 MMM 3M CO Industrials 6,361.0 $1.0M 0.10% NEW $162.90 -4.7%
Page 9 of 32  ·  632 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.6%
Financial Services 17.3%
Communication Services 17.2%
Healthcare 7.4%
Industrials 6.5%
Consumer Cyclical 6.2%
Energy 3.9%
Consumer Defensive 3.7%
Utilities 2.3%
Real Estate 1.0%