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Portfolio (Quarterly) Guide ↗

AUA CAPITAL MANAGEMENT, LLC

· CIK 0001706915
13F Portfolio $178M AUM Filed Nov 4, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 77 New
Page 1 of 4  ·  77 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 SPY SPDR S&P 500 ETF TR Financial Services 82,150.0 $54.7M 30.71% NEW $666.18 +11.5%
2 EFA ISHARES TR 112,403.0 $10.5M 5.89% NEW $93.37 +11.6%
3 SUB ISHARES TR 67,377.0 $7.2M 4.04% NEW $106.78 -0.5%
4 MUB ISHARES TR 57,585.0 $6.1M 3.44% NEW $106.49 -0.4%
5 AMZN AMAZON COM INC Consumer Cyclical 26,964.0 $5.9M 3.32% NEW $219.57 +22.3%
6 SHM SPDR SERIES TRUST 101,565.0 $4.9M 2.75% NEW $48.22 -1.0%
7 IWM ISHARES TR 20,153.0 $4.9M 2.74% NEW $241.96 +16.8%
8 AAPL APPLE INC Technology 18,485.0 $4.7M 2.64% NEW $254.63 +19.8%
9 SHY ISHARES TR 53,256.0 $4.4M 2.48% NEW $82.96 -1.0%
10 XLK SELECT SECTOR SPDR TR 15,067.0 $4.2M 2.38% NEW $281.86 -36.6%
11 META META PLATFORMS INC Communication Services 5,720.0 $4.2M 2.36% NEW $734.38 -17.3%
12 MSFT MICROSOFT CORP Technology 7,206.0 $3.7M 2.09% NEW $517.95 -19.1%
13 GOOG ALPHABET INC Communication Services 15,179.0 $3.7M 2.07% NEW $243.55 +57.5%
14 MO ALTRIA GROUP INC Consumer Defensive 46,409.0 $3.1M 1.72% NEW $66.06 +11.6%
15 VTV VANGUARD INDEX FDS 16,288.0 $3.0M 1.70% NEW $186.49 +12.1%
16 IJH ISHARES TR 45,985.0 $3.0M 1.68% NEW $65.26 +11.7%
17 GLD SPDR GOLD TR Financial Services 7,836.0 $2.8M 1.56% NEW $355.47 +17.3%
18 BSV VANGUARD BD INDEX FDS 33,039.0 $2.6M 1.46% NEW $78.91 -1.3%
19 AGG ISHARES TR 24,649.0 $2.5M 1.39% NEW $100.25 -1.9%
20 VCSH VANGUARD SCOTTSDALE FDS 28,315.0 $2.3M 1.27% NEW $79.93 -1.3%
Page 1 of 4  ·  77 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 62.3%
Technology 9.5%
Communication Services 8.7%
Consumer Cyclical 7.1%
Consumer Defensive 5.0%
Healthcare 2.4%
Industrials 2.4%
Basic Materials 1.6%
Energy 0.9%