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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 62 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1221 VERINT SYS INC 34,118.0 $691K 0.01% NEW $20.25
1222 GLPG CALL GALAPAGOS NV Healthcare 19,900.0 $689K 0.01% NEW $34.64 -20.2%
1223 SRPT SAREPTA THERAPEUTICS INC Healthcare 35,533.0 $685K 0.01% NEW $19.27 -14.3%
1224 PEB PUT PEBBLEBROOK HOTEL TR Real Estate 60,000.0 $683K 0.01% NEW $11.39 +32.0%
1225 BAX BAXTER INTL INC Healthcare 30,000.0 $683K 0.01% NEW $22.77 -14.5%
1226 KOPN CALL KOPIN CORP Technology 280,900.0 $683K 0.01% NEW $2.43 +122.6%
1227 IMMR CALL IMMERSION CORP Technology 92,000.0 $675K 0.01% NEW $7.34 -13.4%
1228 CALL MAREX GROUP PLC 20,000.0 $672K 0.01% NEW $33.62
1229 PUT MAREX GROUP PLC 20,000.0 $672K 0.01% NEW $33.62
1230 CVX CHEVRON CORP NEW Energy 4,300.0 $668K 0.01% NEW $155.29 +20.7%
1231 URA GLOBAL X FDS 14,000.0 $667K 0.01% NEW $47.67 +6.7%
1232 GIII G III APPAREL GROUP LTD Consumer Cyclical 25,000.0 $665K 0.01% NEW $26.61 +17.6%
1233 KOPN KOPIN CORP Technology 271,934.0 $661K 0.01% NEW $2.43 +122.6%
1234 AESI ATLAS ENERGY SOLUTIONS INC Energy 58,000.0 $659K 0.01% NEW $11.37 +71.2%
1235 IRM IRON MTN INC DEL Real Estate 6,400.0 $652K 0.01% NEW $101.94 +25.9%
1236 LEGN PUT LEGEND BIOTECH CORP Healthcare 20,000.0 $652K 0.01% NEW $32.61 -9.4%
1237 MLTX MOONLAKE IMMUNOTHERAPEUTICS Healthcare 90,800.0 $651K 0.01% NEW $7.17 +155.8%
1238 PTLO PORTILLOS INC Consumer Cyclical 100,000.0 $645K 0.01% NEW $6.45 -37.6%
1239 UAA UNDER ARMOUR INC Consumer Cyclical 129,000.0 $644K 0.01% NEW $4.99 +12.9%
1240 BSY BENTLEY SYS INC Technology 12,500.0 $644K 0.01% NEW $51.48 -36.0%
Page 62 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%