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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 44 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
861 TIPT CALL TIPTREE INC Financial Services 100,000.0 $1.9M 0.01% NEW $19.17 -8.6%
862 MSGS MADISON SQUARE GRDN SPRT COR Communication Services 8,400.0 $1.9M 0.01% NEW $227.00 +61.4%
863 IDYA PUT IDEAYA BIOSCIENCES INC Healthcare 70,000.0 $1.9M 0.01% NEW $27.21 +7.9%
864 ENVX CALL ENOVIX CORPORATION Industrials 190,000.0 $1.9M 0.01% NEW $9.97 -27.3%
865 SOFI SOFI TECHNOLOGIES INC Financial Services 71,500.0 $1.9M 0.01% NEW $26.42 -39.5%
866 GEHC PUT GE HEALTHCARE TECHNOLOGIES I Healthcare 25,000.0 $1.9M 0.01% NEW $75.10 -14.5%
867 MSOS ADVISORSHARES TR 391,918.0 $1.9M 0.01% NEW $4.79 -2.3%
868 AKERO THERAPEUTICS INC 39,500.0 $1.9M 0.01% NEW $47.48
869 GVA CALL GRANITE CONSTR INC Industrials 17,000.0 $1.9M 0.01% NEW $109.65 +21.8%
870 GVA PUT GRANITE CONSTR INC Industrials 17,000.0 $1.9M 0.01% NEW $109.65 +21.8%
871 BKD CALL BROOKDALE SR LIVING INC Healthcare 220,000.0 $1.9M 0.01% NEW $8.47 +59.1%
872 HERTZ GLOBAL HLDGS INC 499,998.0 $1.9M 0.01% NEW $3.72
873 PFGC PERFORMANCE FOOD GROUP CO Consumer Defensive 17,800.0 $1.9M 0.01% NEW $104.04 -9.7%
874 PMT PUT PENNYMAC MTG INVT TR Real Estate 150,000.0 $1.8M 0.01% NEW $12.26 -15.4%
875 ALGM ALLEGRO MICROSYSTEMS INC Technology 62,974.0 $1.8M 0.01% NEW $29.20 +73.8%
876 MFA PUT MFA FINL INC Real Estate 200,000.0 $1.8M 0.01% NEW $9.19 +4.0%
877 MARA PUT MARA HOLDINGS INC Financial Services 100,000.0 $1.8M 0.01% NEW $18.26 -21.8%
878 ALIT ALIGHT INC Technology 560,000.0 $1.8M 0.01% NEW $3.26 -72.8%
879 INDA CALL ISHARES TR 35,000.0 $1.8M 0.01% NEW $52.06 -6.7%
880 TGTX TG THERAPEUTICS INC Healthcare 50,276.0 $1.8M 0.01% NEW $36.13 +10.0%
Page 44 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%