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Portfolio (Quarterly) Guide ↗

Caption Management, LLC

· CIK 0001706766
13F Portfolio $12.8B AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1607 New
Page 40 of 81  ·  1,607 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 CZR CAESARS ENTERTAINMENT INC NE Consumer Cyclical 87,220.0 $2.4M 0.02% NEW $27.03 +5.0%
782 NTRS CALL NORTHERN TR CORP Financial Services 17,500.0 $2.4M 0.02% NEW $134.60 +26.3%
783 CENX CALL CENTURY ALUM CO Basic Materials 80,000.0 $2.3M 0.02% NEW $29.36 +127.8%
784 IMCR CALL IMMUNOCORE HLDGS PLC Healthcare 64,400.0 $2.3M 0.02% NEW $36.33 -19.0%
785 YOU CALL CLEAR SECURE INC Technology 70,000.0 $2.3M 0.02% NEW $33.38 +79.9%
786 AM CALL ANTERO MIDSTREAM CORP Energy 120,000.0 $2.3M 0.02% NEW $19.44 +12.3%
787 ALIT CALL ALIGHT INC Technology 715,000.0 $2.3M 0.02% NEW $3.26 -72.8%
788 DOCN DIGITALOCEAN HLDGS INC Technology 68,100.0 $2.3M 0.02% NEW $34.16 +370.5%
789 GDS CALL GDS HLDGS LTD Technology 59,700.0 $2.3M 0.02% NEW $38.70 -12.2%
790 SNDX PUT SYNDAX PHARMACEUTICALS INC Healthcare 150,000.0 $2.3M 0.02% NEW $15.38 +29.3%
791 CALL PRAXIS PRECISION MEDICINES I 43,500.0 $2.3M 0.02% NEW $53.00
792 TSAT TELESAT CORP Technology 86,835.0 $2.3M 0.02% NEW $26.50 +118.1%
793 FIVN CALL FIVE9 INC Technology 95,000.0 $2.3M 0.02% NEW $24.20 -5.8%
794 CALL ABEONA THERAPEUTICS INC 435,000.0 $2.3M 0.02% NEW $5.28
795 KDP PUT KEURIG DR PEPPER INC Consumer Defensive 90,000.0 $2.3M 0.02% NEW $25.51 +15.8%
796 RITM PUT RITHM CAPITAL CORP Real Estate 199,900.0 $2.3M 0.02% NEW $11.39 -18.6%
797 MUR CALL MURPHY OIL CORP Energy 80,000.0 $2.3M 0.02% NEW $28.41 +28.4%
798 RYTM PUT RHYTHM PHARMACEUTICALS INC Healthcare 22,500.0 $2.3M 0.02% NEW $100.99 -11.1%
799 EQT EQT CORP Energy 41,700.0 $2.3M 0.02% NEW $54.43 +3.3%
800 GTLB PUT GITLAB INC Technology 50,200.0 $2.3M 0.02% NEW $45.08 -40.6%
Page 40 of 81  ·  1,607 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 25.7%
Technology 24.8%
Healthcare 15.4%
Financial Services 7.4%
Communication Services 7.1%
Industrials 5.5%
Energy 4.6%
Consumer Defensive 3.4%
Basic Materials 2.6%
Real Estate 2.0%