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Portfolio (Quarterly) Guide ↗

Vivaldi Capital Management LP

· CIK 0001682021
13F Portfolio $723M AUM 290 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 25 New 70 Added 117 Reduced 13 Exited
Page 7 of 15  ·  290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 XLV SELECT SECTOR SPDR TR 5,161.0 $757K 0.10% +329.0 +6.8% $146.61 +0.5%
122 EFA ISHARES TR 7,730.0 $751K 0.10% $97.13 +4.9%
123 TSM TAIWAN SEMICONDUCTOR MANUFAC Technology 2,216.0 $749K 0.10% +572.0 +34.8% $337.95 +17.2%
124 XLI SELECT SECTOR SPDR TR 4,625.0 $748K 0.10% -122.0 -2.6% $161.74 +4.3%
125 CME CME GROUP INC Financial Services 2,503.0 $739K 0.10% -79.0 -3.1% $295.35 +2.4%
126 FEZ SPDR INDEX SHS FDS 11,830.0 $734K 0.10% $62.08 +5.1%
127 GALT GALECTIN THERAPEUTICS INC Healthcare 258,584.0 $721K 0.10% +55K +26.7% $2.79 -25.4%
128 BERKSHIRE HATHAWAY INC DEL 1.0 $718K 0.10% $718140.00
129 IWD ISHARES TR 3,332.0 $712K 0.10% $213.67 +8.4%
130 ABT ABBOTT LABORATORIES Healthcare 6,930.0 $712K 0.10% -116.0 -1.6% $102.67 -13.5%
131 MUC BLACKROCK MUNIHLDNGS CALI Financial Services 68,301.0 $710K 0.10% +45K +196.6% $10.40 +0.9%
132 ALMONTY INDS INC 48,606.0 $704K 0.10% -35K -41.7% $14.48
133 RTX RTX CORPORATION Industrials 3,521.0 $679K 0.09% +103.0 +3.0% $192.90 -8.8%
134 TJX TJX COS INC NEW Consumer Cyclical 4,214.0 $673K 0.09% -216.0 -4.9% $159.69 -5.9%
135 GRID FIRST TR EXCHANGE-TRADED FD 4,056.0 $663K 0.09% -65.0 -1.6% $163.58 +13.1%
136 NTRS NORTHERN TR CORP Financial Services 4,660.0 $650K 0.09% $139.57 +18.4%
137 NEE NEXTERA ENERGY INC Utilities 6,918.0 $643K 0.09% -237.0 -3.3% $92.88 +0.5%
138 XT ISHARES TR 9,394.0 $640K 0.09% +654.0 +7.5% $68.15 +15.3%
139 EEM ISHARES TR 11,128.0 $632K 0.09% $56.79 +13.2%
140 MRK MERCK & CO INC Healthcare 5,197.0 $625K 0.09% +172.0 +3.4% $120.29 -6.4%
Page 7 of 15  ·  290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.4%
Financial Services 26.2%
Healthcare 13.8%
Communication Services 8.6%
Consumer Cyclical 8.3%
Industrials 7.6%
Consumer Defensive 3.2%
Basic Materials 1.6%
Real Estate 1.4%
Energy 1.3%