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Portfolio (Quarterly) Guide ↗

Vivaldi Capital Management LP

· CIK 0001682021
13F Portfolio $723M AUM 290 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 25 New 70 Added 117 Reduced 13 Exited
Page 2 of 4  ·  70 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 VNQ VANGUARD INDEX FDS 18,994.0 $1.7M 0.23% +272.0 +1.4% $88.70 +8.8%
22 ABBV ABBVIE INC Healthcare 6,830.0 $1.5M 0.20% +71.0 +1.1% $217.48 -2.4%
23 XOM EXXON MOBIL CORP Energy 7,994.0 $1.4M 0.19% +40.0 +0.5% $169.66 -4.2%
24 GE GE AEROSPACE Industrials 4,581.0 $1.3M 0.18% +372.0 +8.8% $283.74 +0.5%
25 ARKB ARK 21SHARES BITCOIN ETF Financial Services 57,188.0 $1.3M 0.18% +26K +86.0% $22.49 +14.5%
26 VFH VANGUARD WORLD FD 10,150.0 $1.2M 0.17% +1K +14.8% $120.81 +4.9%
27 ORCL ORACLE CORP Technology 7,359.0 $1.1M 0.15% +430.0 +6.2% $147.11 +23.4%
28 NFLX NETFLIX INC. Communication Services 9,508.0 $914K 0.13% +455.0 +5.0% $96.15 -7.1%
29 SCHD SCHWAB STRATEGIC TR 28,341.0 $870K 0.12% +15K +105.1% $30.68 +4.7%
30 MS MORGAN STANLEY Financial Services 5,166.0 $850K 0.12% +39.0 +0.8% $164.57 +15.2%
31 MU MICRON TECHNOLOGY INC Technology 2,410.0 $814K 0.11% +446.0 +22.7% $337.79 +106.9%
32 QQQ INVESCO QQQ TR Financial Services 1,384.0 $799K 0.11% +18.0 +1.3% $577.26 +23.5%
33 JNJ JOHNSON & JOHNSON Healthcare 3,243.0 $793K 0.11% +76.0 +2.4% $244.47 -5.9%
34 LRCX LAM RESEARCH CORP Technology 3,599.0 $769K 0.11% +27.0 +0.8% $213.66 +28.0%
35 XLV SELECT SECTOR SPDR TR 5,161.0 $757K 0.10% +329.0 +6.8% $146.61 +0.4%
36 TSM TAIWAN SEMICONDUCTOR MANUFAC Technology 2,216.0 $749K 0.10% +572.0 +34.8% $337.95 +16.2%
37 GALT GALECTIN THERAPEUTICS INC Healthcare 258,584.0 $721K 0.10% +55K +26.7% $2.79 -20.8%
38 MUC BLACKROCK MUNIHLDNGS CALI Financial Services 68,301.0 $710K 0.10% +45K +196.6% $10.40 +1.7%
39 RTX RTX CORPORATION Industrials 3,521.0 $679K 0.09% +103.0 +3.0% $192.90 -9.5%
40 XT ISHARES TR 9,394.0 $640K 0.09% +654.0 +7.5% $68.15 +17.0%
Page 2 of 4  ·  70 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.4%
Financial Services 26.2%
Healthcare 13.8%
Communication Services 8.6%
Consumer Cyclical 8.3%
Industrials 7.6%
Consumer Defensive 3.2%
Basic Materials 1.6%
Real Estate 1.4%
Energy 1.3%