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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.7B AUM 615 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 615 New
Page 30 of 31  ·  615 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
581 OKE ONEOK INC NEW Energy 2,620.0 $215K 0.01% NEW $82.07 +10.9%
582 VICI VICI PPTYS INC Real Estate 6,592.0 $215K 0.01% NEW $32.60 -14.5%
583 AAXJ ISHARES TR 2,576.0 $213K 0.01% NEW $82.63 +36.5%
584 FXI ISHARES TR 5,630.0 $211K 0.01% NEW $37.44 -3.3%
585 FDEV FIDELITY COVINGTON TRUST 6,583.0 $209K 0.01% NEW $31.72 +13.9%
586 MDB MONGODB INC Technology 869.0 $207K 0.01% NEW $237.89 +27.4%
587 COWG PACER FDS TR 5,913.0 $206K 0.01% NEW $34.89 +6.2%
588 GM GENERAL MTRS CO Consumer Cyclical 3,918.0 $206K 0.01% NEW $52.55 +47.9%
589 BOTZ GLOBAL X FDS 6,126.0 $205K 0.01% NEW $33.47 +20.2%
590 CGW INVESCO EXCH TRADED FD TR II 3,286.0 $204K 0.01% NEW $62.18 -1.0%
591 CMBS ISHARES TR 4,151.0 $201K 0.01% NEW $48.50 +0.1%
592 CIBR FIRST TR EXCHANGE TRADED FD 2,764.0 $201K 0.01% NEW $72.70 +8.7%
593 RY ROYAL BK CDA Financial Services 1,553.0 $201K 0.01% NEW $129.33 +39.1%
594 INFY INFOSYS LTD Technology 10,481.0 $188K 0.01% NEW $17.93 -35.0%
595 SNAP SNAP INC Communication Services 21,424.0 $187K 0.01% NEW $8.73 -38.6%
596 NCA NUVEEN CALIFORNIA MUNI VLU F Financial Services 20,955.0 $182K 0.01% NEW $8.68 +9.2%
597 ENVX ENOVIX CORPORATION Industrials 13,134.0 $176K 0.01% NEW $13.40 -53.0%
598 CDE COEUR MNG INC Basic Materials 19,311.0 $168K 0.01% NEW $8.69 +102.6%
599 IFN INDIA FD INC Financial Services 10,782.0 $167K 0.01% NEW $15.46 -25.0%
600 SLI STANDARD LITHIUM LTD Basic Materials 70,000.0 $166K 0.01% NEW $2.37 +68.4%
Page 30 of 31  ·  615 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.4%
Financial Services 16.9%
Industrials 8.6%
Healthcare 8.5%
Consumer Cyclical 8.5%
Communication Services 6.5%
Consumer Defensive 4.4%
Energy 4.0%
Basic Materials 1.4%
Utilities 1.3%