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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.7B AUM 615 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 615 New
Page 25 of 31  ·  615 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 PBR PETROLEO BRASILEIRO SA PETRO Energy 26,688.0 $340K 0.02% NEW $12.74 +56.4%
482 APP APPLOVIN CORP Technology 867.0 $339K 0.02% NEW $390.70 +26.0%
483 SPHY SPDR SERIES TRUST 14,205.0 $338K 0.02% NEW $23.79 -2.1%
484 CCL CARNIVAL CORP Consumer Cyclical 11,896.0 $337K 0.02% NEW $28.34 -12.1%
485 HEFA ISHARES TR 8,894.0 $337K 0.02% NEW $37.84 +18.0%
486 BBIN J P MORGAN EXCHANGE TRADED F 5,079.0 $336K 0.02% NEW $66.10 +16.8%
487 TFLO ISHARES TR 6,627.0 $336K 0.02% NEW $50.65 -0.1%
488 FCOR FIDELITY MERRIMACK STR TR 7,094.0 $334K 0.02% NEW $47.12 -0.6%
489 VCR VANGUARD WORLD FD 895.0 $331K 0.02% NEW $369.70 +4.0%
490 KHC KRAFT HEINZ CO Consumer Defensive 11,980.0 $329K 0.02% NEW $27.46 -16.5%
491 IBDT ISHARES TR 12,859.0 $326K 0.02% NEW $25.37 -0.6%
492 HALO HALOZYME THERAPEUTICS INC Healthcare 5,425.0 $325K 0.02% NEW $59.97 +11.9%
493 CTVA CORTEVA INC Basic Materials 4,429.0 $325K 0.02% NEW $73.35 +12.1%
494 SPMD SPDR SERIES TRUST 5,870.0 $324K 0.02% NEW $55.16 +14.7%
495 IWV ISHARES TR 908.0 $320K 0.02% NEW $351.88 +18.7%
496 ESGU ISHARES TR 2,318.0 $318K 0.02% NEW $137.22 +17.2%
497 FDX FEDEX CORP Industrials 1,413.0 $317K 0.02% NEW $224.02 +67.7%
498 CTSH COGNIZANT TECHNOLOGY SOLUTIO Technology 4,353.0 $312K 0.02% NEW $71.76 -34.3%
499 VLTO VERALTO CORP Industrials 2,968.0 $311K 0.02% NEW $104.83 -19.1%
500 ES EVERSOURCE ENERGY Utilities 4,713.0 $310K 0.02% NEW $65.85 +2.0%
Page 25 of 31  ·  615 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.4%
Financial Services 16.9%
Industrials 8.6%
Healthcare 8.5%
Consumer Cyclical 8.5%
Communication Services 6.5%
Consumer Defensive 4.4%
Energy 4.0%
Basic Materials 1.4%
Utilities 1.3%