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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.7B AUM 615 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 615 New
Page 2 of 31  ·  615 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 VYM VANGUARD WHITEHALL FDS 95,630.0 $12.8M 0.74% NEW $133.39 +16.8%
22 SPYM SPDR SERIES TRUST 170,266.0 $12.6M 0.73% NEW $73.85 +17.8%
23 DFAC DIMENSIONAL ETF TRUST 340,441.0 $12.3M 0.71% NEW $36.07 +19.2%
24 GLD SPDR GOLD TR Financial Services 40,279.0 $12.2M 0.71% NEW $303.02 +41.0%
25 AGG ISHARES TR 119,284.0 $11.8M 0.68% NEW $98.66 -0.6%
26 AVXL ANAVEX LIFE SCIENCES CORP Healthcare 1,024,479.0 $11.6M 0.67% NEW $11.30 -74.2%
27 BA BOEING CO Industrials 52,582.0 $11.5M 0.67% NEW $218.90 +0.7%
28 VNQ VANGUARD INDEX FDS 125,111.0 $11.1M 0.65% NEW $89.08 +5.4%
29 BNDX VANGUARD CHARLOTTE FDS 221,153.0 $10.9M 0.64% NEW $49.45 -3.8%
30 SPY SPDR S&P 500 ETF TR Financial Services 16,832.0 $10.6M 0.61% NEW $626.99 +17.9%
31 LLY ELI LILLY & CO Healthcare 14,085.0 $10.5M 0.61% NEW $744.82 +35.2%
32 AVUV AMERICAN CENTY ETF TR 113,993.0 $10.4M 0.60% NEW $91.29 +28.4%
33 VTI VANGUARD INDEX FDS 31,988.0 $9.9M 0.57% NEW $309.01 +17.4%
34 BIV VANGUARD BD INDEX FDS 126,027.0 $9.7M 0.57% NEW $77.25 -1.5%
35 VV VANGUARD INDEX FDS 33,230.0 $9.5M 0.55% NEW $286.97 +18.4%
36 GOOGL ALPHABET INC Communication Services 49,954.0 $9.5M 0.55% NEW $189.52 +111.6%
37 GOOG ALPHABET INC Communication Services 47,588.0 $9.0M 0.52% NEW $189.64 +109.4%
38 IWD ISHARES TR 45,530.0 $8.9M 0.51% NEW $194.41 +19.4%
39 VOO VANGUARD INDEX FDS 15,290.0 $8.8M 0.51% NEW $578.41 +17.5%
40 GDX VANECK ETF TRUST 169,684.0 $8.8M 0.51% NEW $51.64 +69.2%
Page 2 of 31  ·  615 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.4%
Financial Services 16.9%
Industrials 8.6%
Healthcare 8.5%
Consumer Cyclical 8.5%
Communication Services 6.5%
Consumer Defensive 4.4%
Energy 4.0%
Basic Materials 1.4%
Utilities 1.3%