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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.7B AUM 615 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 615 New
Page 13 of 31  ·  615 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 IWR ISHARES TR 13,172.0 $1.2M 0.07% NEW $93.64 +10.7%
242 IJJ ISHARES TR 9,802.0 $1.2M 0.07% NEW $123.91 +11.8%
243 HFWA HERITAGE FINL CORP WASH Financial Services 53,476.0 $1.2M 0.07% NEW $22.54 +15.5%
244 GLDM WORLD GOLD TR Financial Services 18,500.0 $1.2M 0.07% NEW $65.15 +38.4%
245 SILJ AMPLIFY ETF TR 81,303.0 $1.2M 0.07% NEW $14.74 +100.7%
246 FUTY FIDELITY COVINGTON TRUST 21,539.0 $1.2M 0.07% NEW $55.23 +2.9%
247 UBER UBER TECHNOLOGIES INC Technology 13,289.0 $1.2M 0.07% NEW $88.12 -14.8%
248 XLE SELECT SECTOR SPDR TR 13,322.0 $1.2M 0.07% NEW $86.88 -30.3%
249 SPIB SPDR SERIES TRUST 34,348.0 $1.2M 0.07% NEW $33.49 -0.7%
250 THRO BLACKROCK ETF TRUST 31,136.0 $1.1M 0.07% NEW $36.15 +16.8%
251 PFE PFIZER INC Healthcare 47,790.0 $1.1M 0.07% NEW $23.44 +8.1%
252 SCHC SCHWAB STRATEGIC TR 25,861.0 $1.1M 0.06% NEW $42.47 +17.7%
253 SO SOUTHERN CO Utilities 11,575.0 $1.1M 0.06% NEW $94.35 -1.9%
254 IAGG ISHARES TR 21,248.0 $1.1M 0.06% NEW $51.04 -2.5%
255 IBHF ISHARES TR 46,335.0 $1.1M 0.06% NEW $23.24 -2.1%
256 BLK BLACKROCK INC Financial Services 973.0 $1.1M 0.06% NEW $1106.06 -2.2%
257 EEM ISHARES TR 21,852.0 $1.1M 0.06% NEW $48.33 +34.5%
258 OPEN OPENDOOR TECHNOLOGIES INC Real Estate 572,000.0 $1.1M 0.06% NEW $1.84 +138.0%
259 STIP ISHARES TR 10,158.0 $1.0M 0.06% NEW $102.83 +0.7%
260 SCHA SCHWAB STRATEGIC TR 40,260.0 $1.0M 0.06% NEW $25.72 +25.7%
Page 13 of 31  ·  615 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.4%
Financial Services 16.9%
Industrials 8.6%
Healthcare 8.5%
Consumer Cyclical 8.5%
Communication Services 6.5%
Consumer Defensive 4.4%
Energy 4.0%
Basic Materials 1.4%
Utilities 1.3%