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Portfolio (Quarterly) Guide ↗

NWAM LLC

· CIK 0001655006
13F Portfolio $1.7B AUM 615 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q3 2025 Q2 2025 · All 615 New
Page 12 of 31  ·  615 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 SOFI SOFI TECHNOLOGIES INC Financial Services 62,979.0 $1.4M 0.08% NEW $22.50 -30.6%
222 KYN KAYNE ANDERSON ENERGY INFRST Financial Services 111,783.0 $1.4M 0.08% NEW $12.66 +14.0%
223 EMR EMERSON ELEC CO Industrials 10,119.0 $1.4M 0.08% NEW $139.71 -4.8%
224 IEI ISHARES TR 11,687.0 $1.4M 0.08% NEW $118.31 -1.2%
225 DFEM DIMENSIONAL ETF TRUST 45,749.0 $1.4M 0.08% NEW $29.84 +31.1%
226 AVEM AMERICAN CENTY ETF TR 19,604.0 $1.4M 0.08% NEW $69.15 +32.3%
227 JNK SPDR SERIES TRUST 13,819.0 $1.3M 0.08% NEW $96.90 -1.2%
228 SUB ISHARES TR 12,511.0 $1.3M 0.08% NEW $106.36 -0.2%
229 BX BLACKSTONE INC Financial Services 7,658.0 $1.3M 0.08% NEW $172.72 -32.2%
230 ISTB ISHARES TR 27,245.0 $1.3M 0.08% NEW $48.51 -0.8%
231 SNOW SNOWFLAKE INC Technology 5,857.0 $1.3M 0.08% NEW $223.49 -29.5%
232 MSTR MICROSTRATEGY INC Technology 3,242.0 $1.3M 0.08% NEW $403.66 -56.0%
233 ETHE GRAYSCALE ETHEREUM TRUST ETF Financial Services 42,265.0 $1.3M 0.08% NEW $30.86 -44.3%
234 NTRA NATERA INC Healthcare 9,675.0 $1.3M 0.07% NEW $133.66 +39.4%
235 LOW LOWES COS INC Consumer Cyclical 5,787.0 $1.3M 0.07% NEW $222.83 -2.0%
236 UNH UNITEDHEALTH GROUP INC Healthcare 5,125.0 $1.3M 0.07% NEW $251.36 +56.7%
237 VOX VANGUARD WORLD FD 7,309.0 $1.3M 0.07% NEW $174.91 +12.7%
238 BLV VANGUARD BD INDEX FDS 18,145.0 $1.3M 0.07% NEW $69.50 -3.4%
239 CGDV CAPITAL GROUP DIVIDEND VALUE 30,862.0 $1.3M 0.07% NEW $40.58 +17.5%
240 HYD VANECK ETF TRUST 25,438.0 $1.3M 0.07% NEW $49.14 +2.9%
Page 12 of 31  ·  615 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.4%
Financial Services 16.9%
Industrials 8.6%
Healthcare 8.5%
Consumer Cyclical 8.5%
Communication Services 6.5%
Consumer Defensive 4.4%
Energy 4.0%
Basic Materials 1.4%
Utilities 1.3%