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Portfolio (Quarterly) Guide ↗

Sowell Financial Services LLC

· CIK 0001633697
13F Portfolio $2.7B AUM 1,106 positions Filed Jan 21, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 113 New 531 Added 324 Reduced 75 Exited
Page 55 of 56  ·  1,106 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1081 AUR AURORA INNOVATION INC Technology 30,044.0 $115K 0.00% +5K +18.9% $3.84 +81.9%
1082 BBAI BIGBEAR AI HLDGS INC Technology 20,797.0 $112K 0.00% +2K +7.8% $5.40 -28.2%
1083 PSEC PROSPECT CAP CORP Financial Services 43,337.0 $112K 0.00% +25K +141.5% $2.59 -15.4%
1084 NEOG NEOGEN CORP Healthcare 15,673.0 $110K 0.00% NEW $6.99 +21.5%
1085 NUV NUVEEN MUN VALUE FD INC Financial Services 11,787.0 $107K 0.00% $9.06 -0.4%
1086 TCPC BLACKROCK TCP CAPITAL CORP Financial Services 19,147.0 $105K 0.00% NEW $5.47 -29.0%
1087 TTI TETRA TECHNOLOGIES INC DEL Energy 10,000.0 $94K 0.00% NEW $9.37 +9.8%
1088 WEN WENDYS CO Consumer Cyclical 10,324.0 $86K 0.00% NEW $8.33 -2.8%
1089 AEGON LTD 10,964.0 $85K 0.00% NEW $7.71
1090 RC READY CAPITAL CORP Real Estate 38,028.0 $83K 0.00% -7K -14.8% $2.18 -22.0%
1091 TMC TMC THE METALS COMPANY INC Basic Materials 12,087.0 $75K 0.00% $6.17 -18.6%
1092 BLACKROCK TECH AND PRIVATE E 10,211.0 $67K 0.00% +176.0 +1.8% $6.59
1093 LITHIUM AMERS CORP NEW 15,285.0 $67K 0.00% +100.0 +0.7% $4.36
1094 MNKD MANNKIND CORP Healthcare 10,821.0 $61K 0.00% $5.67 -47.6%
1095 LYG LLOYDS BANKING GROUP PLC Financial Services 11,326.0 $60K 0.00% +246.0 +2.2% $5.30 -1.4%
1096 DNN DENISON MINES CORP Energy 22,226.0 $59K 0.00% +2K +9.6% $2.66 +18.8%
1097 ENIC ENEL CHILE S.A. Utilities 14,292.0 $57K 0.00% NEW $4.02 +4.9%
1098 DOLLY VARDEN SILVER CORP 12,252.0 $54K 0.00% +2K +13.9% $4.38
1099 IGR CBRE GBL REAL ESTATE INC FD Financial Services 11,774.0 $52K 0.00% -233.0 -1.9% $4.38 +5.8%
1100 DHF BNY MELLON HIGH YIELD STRATE Financial Services 16,195.0 $40K 0.00% -5K -22.4% $2.48 -3.6%
Page 55 of 56  ·  1,106 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.3%
Financial Services 26.3%
Consumer Cyclical 8.9%
Communication Services 7.1%
Healthcare 6.7%
Industrials 6.5%
Consumer Defensive 6.4%
Energy 4.4%
Utilities 2.2%
Real Estate 1.8%