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Portfolio (Quarterly) Guide ↗

Spectrum Asset Management, Inc. (NB/CA)

· CIK 0001632078
13F Portfolio $315M AUM 121 positions Filed Apr 22, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 17 New 27 Added 32 Reduced 16 Exited
Page 1 of 2  ·  32 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 IAU ISHARES GOLD TR Financial Services 160,326.0 $14.1M 4.49% -8K -4.9% $88.16 -12.3%
2 DSEP FIRST TR EXCHNG TRADED FD VI 255,370.0 $11.2M 3.57% -4K -1.7% $43.96 +7.1%
3 DMAY FIRST TR EXCHNG TRADED FD VI 134,686.0 $6.1M 1.92% -828.0 -0.6% $44.93 +4.1%
4 GOOG ALPHABET INC Communication Services 18,948.0 $5.4M 1.73% -209.0 -1.1% $286.86 +20.6%
5 DDEC FIRST TR EXCHNG TRADED FD VI 119,203.0 $5.3M 1.68% -790.0 -0.7% $44.28 +6.3%
6 SCHG SCHWAB STRATEGIC TR 174,423.0 $5.1M 1.61% -39K -18.4% $29.13 +13.4%
7 WMT WALMART INC Consumer Defensive 40,544.0 $5.0M 1.60% -4K -9.1% $124.53 -5.9%
8 USMV ISHARES TR 49,279.0 $4.6M 1.45% -73K -59.9% $92.74 +2.0%
9 CSCO CISCO SYS INC Technology 55,147.0 $4.3M 1.36% -7K -11.0% $77.59 +56.1%
10 SCHF SCHWAB STRATEGIC TR 169,543.0 $4.2M 1.33% -61K -26.6% $24.75 +10.7%
11 HON HONEYWELL INTL INC Industrials 17,720.0 $4.0M 1.27% -3K -14.6% $226.03 -1.6%
12 MSFT MICROSOFT CORP Technology 10,224.0 $3.8M 1.20% -2K -15.1% $370.18 +1.0%
13 SCHR SCHWAB STRATEGIC TR 139,109.0 $3.5M 1.10% -86K -38.1% $24.91 -1.3%
14 BERKSHIRE HATHAWAY INC DEL 6,445.0 $3.1M 0.98% -732.0 -10.2% $479.20
15 CLOX SERIES PORTFOLIOS TR 115,403.0 $3.0M 0.94% -431K -78.9% $25.57 +0.1%
16 ORCL ORACLE CORP Technology 15,888.0 $2.3M 0.74% -2K -10.2% $147.11 +12.3%
17 COST COSTCO WHOLESALE CORPORATION Consumer Defensive 1,412.0 $1.4M 0.45% -80.0 -5.4% $996.73 -3.9%
18 RTX RTX CORPORATION Industrials 6,519.0 $1.3M 0.40% -453.0 -6.5% $192.89 -3.4%
19 VUG VANGUARD INDEX FDS 2,220.0 $970K 0.31% -1K -34.4% $436.79 -80.8%
20 EWZ ISHARES INC 21,534.0 $827K 0.26% -74K -77.6% $38.39 -11.0%
Page 1 of 2  ·  32 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 37.8%
Industrials 13.5%
Healthcare 12.5%
Technology 8.7%
Energy 8.7%
Basic Materials 5.1%
Communication Services 4.6%
Consumer Defensive 4.5%
Utilities 3.4%
Consumer Cyclical 1.2%