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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 7 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 ONEQ FIDELITY COMWLTH TR 48,648.0 $4.1M 0.18% $84.91 +21.8%
122 BMY BRISTOL-MYERS SQUIBB CO Healthcare 67,840.0 $4.1M 0.18% -7K -9.8% $60.65 -6.0%
123 SJT SAN JUAN BASIN RTY TR Energy 851,880.0 $4.1M 0.17% +116K +15.7% $4.81 -12.1%
124 WFC WELLS FARGO & CO Financial Services 51,198.0 $4.1M 0.17% +1K +2.4% $79.61 -7.3%
125 SLB SLB LIMITED Energy 79,114.0 $4.1M 0.17% -6K -6.6% $51.39 +8.5%
126 JPC NUVEEN PFD & INCOME OPPORTUN Financial Services 539,130.0 $4.1M 0.17% $7.54 +3.2%
127 KMI KINDER MORGAN INC DEL Energy 120,321.0 $4.0M 0.17% -1K -1.2% $33.53 -0.4%
128 CTRA COTERRA ENERGY INC Energy 112,589.0 $4.0M 0.17% -16K -12.2% $35.14 -7.3%
129 NMM NAVIOS MARITIME PARTNERS LP Industrials 58,233.0 $3.9M 0.17% -31K -34.6% $67.48 +5.6%
130 PANW PALO ALTO NETWORKS INC Technology 24,319.0 $3.9M 0.17% +3K +16.2% $160.32 +48.6%
131 AME AMETEK INC Industrials 18,017.0 $3.9M 0.17% -465.0 -2.5% $214.35 +6.3%
132 XLU SELECT SECTOR SPDR TR 83,674.0 $3.8M 0.16% $45.89 -4.4%
133 MA MASTERCARD INCORPORATED Financial Services 7,655.0 $3.8M 0.16% -509.0 -6.2% $499.69 -2.0%
134 CVS CVS HEALTH CORP Healthcare 52,346.0 $3.8M 0.16% -47K -47.1% $71.82 +35.3%
135 NOC NORTHROP GRUMMAN CORP Industrials 5,460.0 $3.7M 0.16% +83.0 +1.5% $682.27 -19.6%
136 PM PHILIP MORRIS INTL INC Consumer Defensive 22,079.0 $3.7M 0.16% -257.0 -1.1% $165.34 +16.0%
137 SHEL SHELL PLC Energy 39,248.0 $3.7M 0.16% -1K -3.1% $93.00 -9.1%
138 CL COLGATE PALMOLIVE CO Consumer Defensive 42,818.0 $3.6M 0.16% -258.0 -0.6% $85.23 +3.4%
139 CIBR FIRST TR EXCHANGE-TRADED FD 58,131.0 $3.6M 0.16% +5K +10.0% $62.68 +26.1%
140 MRVL MARVELL TECHNOLOGY INC Technology 36,546.0 $3.6M 0.15% +3K +10.4% $99.05 +84.3%
Page 7 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%