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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 6 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 BA BOEING CO Industrials 24,898.0 $5.0M 0.21% +774.0 +3.2% $199.03 +10.8%
102 MSTR STRATEGY INC Technology 39,698.0 $5.0M 0.21% +543.0 +1.4% $124.80 +49.8%
103 AMAT APPLIED MATLS INC Technology 14,440.0 $4.9M 0.21% -1K -8.6% $341.80 +27.7%
104 RSP INVESCO EXCHANGE TRADED FD T 25,620.0 $4.9M 0.21% -686.0 -2.6% $191.92 +5.0%
105 DE DEERE & CO Industrials 8,452.0 $4.8M 0.20% +54.0 +0.6% $563.33 +2.0%
106 LMT LOCKHEED MARTIN CORP Industrials 7,868.0 $4.8M 0.20% +88.0 +1.1% $604.36 -13.9%
107 LRCX LAM RESEARCH CORP Technology 22,186.0 $4.7M 0.20% -2K -6.8% $213.66 +40.0%
108 NEM NEWMONT CORP Basic Materials 43,492.0 $4.7M 0.20% -1K -3.2% $108.25 +7.5%
109 GE GE AEROSPACE Industrials 16,576.0 $4.7M 0.20% -779.0 -4.5% $283.77 +2.7%
110 NVS NOVARTIS AG Healthcare 29,981.0 $4.6M 0.20% +369.0 +1.2% $152.75 -2.0%
111 BTI BRITISH AMERN TOB PLC Consumer Defensive 77,370.0 $4.5M 0.19% -700.0 -0.9% $58.47 +11.3%
112 UBER UBER TECHNOLOGIES INC Technology 62,629.0 $4.5M 0.19% -428.0 -0.7% $71.93 +3.8%
113 ASML ASML HLDG NV Technology 3,296.0 $4.4M 0.19% -40.0 -1.2% $1320.71 +13.7%
114 EW EDWARDS LIFESCIENCES CORP Healthcare 54,313.0 $4.3M 0.19% -959.0 -1.7% $80.08 +1.6%
115 DIS DISNEY WALT CO Communication Services 45,085.0 $4.3M 0.19% -3K -6.5% $96.38 +9.4%
116 BK BANK NEW YORK MELLON CORP Financial Services 36,466.0 $4.3M 0.18% -222.0 -0.6% $118.63 +13.8%
117 MCD MCDONALDS CORP Consumer Cyclical 13,620.0 $4.2M 0.18% -523.0 -3.7% $310.79 -11.5%
118 SOUTH BOW CORP 127,026.0 $4.2M 0.18% +3K +2.3% $33.32
119 CB CHUBB LTD SWITZ Financial Services 12,938.0 $4.2M 0.18% -904.0 -6.5% $325.93 -0.5%
120 IRM IRON MTN INC DEL Real Estate 41,277.0 $4.2M 0.18% -1K -2.7% $102.14 +25.1%
Page 6 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%