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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM Filed Feb 10, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 923 New
Page 5 of 47  ·  923 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 SO SOUTHERN CO Utilities 66,609.0 $5.8M 0.25% NEW $87.20 +7.4%
82 DUK DUKE ENERGY CORP NEW Utilities 49,463.0 $5.8M 0.25% NEW $117.21 +6.1%
83 UNP UNION PAC CORP Industrials 24,907.0 $5.8M 0.25% NEW $231.32 +16.4%
84 RIO RIO TINTO PLC Basic Materials 71,567.0 $5.7M 0.24% NEW $80.03 +36.9%
85 HE HAWAIIAN ELEC INDUSTRIES Utilities 459,651.0 $5.7M 0.24% NEW $12.30 +10.1%
86 DIS DISNEY WALT CO Communication Services 48,229.0 $5.5M 0.23% NEW $113.77 -7.3%
87 GLD SPDR GOLD TR Financial Services 13,524.0 $5.4M 0.23% NEW $396.31 +7.8%
88 GE GE AEROSPACE Industrials 17,355.0 $5.3M 0.23% NEW $308.02 -5.4%
89 LHX L3HARRIS TECHNOLOGIES INC Industrials 18,096.0 $5.3M 0.23% NEW $293.56 +4.8%
90 MDT MEDTRONIC PLC Healthcare 54,731.0 $5.3M 0.23% NEW $96.06 -19.9%
91 BA BOEING CO Industrials 24,124.0 $5.2M 0.22% NEW $217.12 +1.6%
92 INFL LISTED FDS TR 117,207.0 $5.2M 0.22% NEW $44.46 +18.6%
93 UBER UBER TECHNOLOGIES INC Technology 63,057.0 $5.2M 0.22% NEW $81.71 -8.6%
94 QCOM QUALCOMM INC Technology 30,056.0 $5.1M 0.22% NEW $171.05 +17.0%
95 HON HONEYWELL INTL INC Industrials 25,896.0 $5.1M 0.22% NEW $195.09 +11.6%
96 AMGN AMGEN INC Healthcare 15,420.0 $5.0M 0.22% NEW $327.32 -0.3%
97 RSP INVESCO EXCHANGE TRADED FD T 26,306.0 $5.0M 0.22% NEW $191.56 +5.2%
98 VTI VANGUARD INDEX FDS 14,884.0 $5.0M 0.21% NEW $335.28 +8.2%
99 T AT&T INC Communication Services 197,072.0 $4.9M 0.21% NEW $24.84 -0.7%
100 GS GOLDMAN SACHS GROUP INC Financial Services 5,531.0 $4.9M 0.21% NEW $878.98 +10.2%
Page 5 of 47  ·  923 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.0%
Financial Services 17.2%
Energy 10.5%
Industrials 9.7%
Consumer Cyclical 8.1%
Healthcare 7.9%
Communication Services 6.0%
Consumer Defensive 6.0%
Utilities 3.1%
Basic Materials 2.7%