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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 46 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
901 CRF CORNERSTONE TOTAL RETURN FD Financial Services 13,913.0 $97K 0.00% -1K -9.1% $6.95 +3.5%
902 NEO NEOGENOMICS INC Healthcare 13,000.0 $96K 0.00% -2K -16.1% $7.42 +12.7%
903 SYY PUT SYSCO CORP Consumer Defensive 145.0 $96K 0.00% NEW $661.72 -89.0%
904 FTF FRANKLIN LTD DURATION INCOME Financial Services 15,500.0 $90K 0.00% -2K -13.9% $5.83 +0.7%
905 BLACKROCK TECH AND PRIVATE E 12,000.0 $79K 0.00% NEW $6.60
906 GT GOODYEAR TIRE & RUBR CO Consumer Cyclical 11,450.0 $76K 0.00% +750.0 +7.0% $6.63 -12.7%
907 SOUN SOUNDHOUND AI INC Technology 10,545.0 $72K 0.00% +100.0 +1.0% $6.87 +24.0%
908 CWH CAMPING WORLD HLDGS INC Consumer Cyclical 10,595.0 $72K 0.00% +434.0 +4.3% $6.83 +0.4%
909 BTG B2GOLD CORP Basic Materials 14,500.0 $66K 0.00% $4.53 +8.2%
910 POET POET TECHNOLOGIES INC Technology 10,236.0 $61K 0.00% NEW $5.94 +246.3%
911 GUT GABELLI UTIL TR Financial Services 10,000.0 $60K 0.00% $6.05 +2.3%
912 IMRX IMMUNEERING CORP Healthcare 10,000.0 $53K 0.00% $5.27 -2.1%
913 LITHIUM AMERS CORP NEW 13,003.0 $51K 0.00% -2K -13.1% $3.95
914 EVF EATON VANCE SR INCOME TR Financial Services 10,000.0 $50K 0.00% $4.99 -1.2%
915 PTON PELOTON INTERACTIVE INC Consumer Cyclical 11,330.0 $49K 0.00% -3K -18.7% $4.29 +20.7%
916 NWL NEWELL BRANDS INC Consumer Defensive 13,585.0 $47K 0.00% -7K -35.5% $3.43 +15.2%
917 OSUR ORASURE TECHNOLOGIES INC Healthcare 14,755.0 $44K 0.00% $3.00 -1.7%
918 RXRX RECURSION PHARMACEUTICALS IN Healthcare 12,600.0 $39K 0.00% -15K -54.6% $3.07 -1.0%
919 MIN MFS INTER INCOME TR Financial Services 15,000.0 $38K 0.00% -13K -46.2% $2.51 -2.4%
920 BILL HOLDINGS INC 39,000.0 $38K 0.00% $0.96
Page 46 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%