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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 6 of 21  ·  416 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 TOTALENERGIES SE 23,469.0 $2.1M 0.09% -818.0 -3.4% $90.98
102 BP BP PLC Energy 45,183.0 $2.1M 0.09% -5K -10.1% $47.00 -5.6%
103 UNILEVER PLC 37,121.0 $2.1M 0.09% -5K -12.4% $56.97
104 ED CONSOLIDATED EDISON INC Utilities 18,496.0 $2.1M 0.09% -4K -18.7% $113.18 -5.3%
105 BHP BHP BILLITON LIMITED Basic Materials 28,202.0 $2.1M 0.09% -2K -6.5% $72.74 +16.0%
106 UPS UNITED PARCEL SVCS INC Industrials 20,398.0 $2.0M 0.09% -1K -5.2% $98.38 +0.0%
107 EMB ISHARES TR 21,221.0 $2.0M 0.09% -1K -5.5% $93.93 +0.8%
108 FORTINET INC 23,875.0 $2.0M 0.08% -628.0 -2.6% $81.72
109 TFC TRUIST FINL CORP Financial Services 42,074.0 $1.9M 0.08% -7K -13.9% $45.97 +2.5%
110 D DOMINION ENERGY INC Utilities 30,297.0 $1.9M 0.08% -3K -9.3% $61.82 +1.9%
111 PSLV SPROTT ASSET MANAGEMENT LP Financial Services 75,487.0 $1.8M 0.08% -15K -16.2% $24.39 +0.9%
112 CMI CUMMINS INC Industrials 3,277.0 $1.8M 0.07% -95.0 -2.8% $538.04 +33.2%
113 VLO VALERO ENERGY CORP Energy 7,134.0 $1.8M 0.07% -2K -21.1% $247.08 -0.9%
114 DIA STATE STR SPDR DOW JONES IND Financial Services 3,798.0 $1.8M 0.07% -610.0 -13.8% $463.16 +7.0%
115 JCI JOHNSON CONTROLS INTERNATION Industrials 13,425.0 $1.8M 0.07% -69.0 -0.5% $130.95 +9.8%
116 FPE FIRST TR EXCH TRADED FD III 95,531.0 $1.7M 0.07% -1K -1.1% $17.75 +1.5%
117 AGI ALAMOS GOLD INC Basic Materials 38,151.0 $1.7M 0.07% -3K -8.2% $44.43 -9.5%
118 KEY KEYCORP Financial Services 83,966.0 $1.7M 0.07% -3K -3.0% $20.05 +5.1%
119 ITW ILLINOIS TOOL WKS INC Industrials 6,454.0 $1.7M 0.07% -208.0 -3.1% $260.29 -3.7%
120 CALF PACER FDS TR 37,021.0 $1.7M 0.07% -2K -5.0% $44.87 +4.0%
Page 6 of 21  ·  416 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%