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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM Filed Feb 10, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 923 New
Page 45 of 47  ·  923 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
881 PHK PIMCO HIGH INCOME FD Financial Services 24,500.0 $119K 0.01% NEW $4.86 -7.3%
882 PGX INVESCO EXCH TRADED FD TR II 10,496.0 $118K 0.01% NEW $11.24 -2.2%
883 MQY BLACKROCK MUNIYILD QULT FD I Financial Services 10,393.0 $117K 0.01% NEW $11.30 -0.9%
884 LEG LEGGETT & PLATT INC Consumer Cyclical 10,550.0 $116K 0.01% NEW $11.00 -15.9%
885 PUTNAM ETF TRUST 14,672.0 $115K 0.01% NEW $7.81
886 RXRX RECURSION PHARMACEUTICALS IN Healthcare 27,750.0 $113K 0.01% NEW $4.09 -29.8%
887 BCX BLACKROCK RES & COMMODITIES Financial Services 10,205.0 $112K 0.01% NEW $10.98 +9.4%
888 FTF FRANKLIN LTD DURATION INCOME Financial Services 18,000.0 $111K 0.01% NEW $6.15 -4.0%
889 MMU WESTERN ASSET MANAGED MUNS F Financial Services 10,549.0 $110K 0.01% NEW $10.44 -3.3%
890 CRITICAL METALS CORP 15,500.0 $108K 0.01% NEW $6.94
891 AQN ALGONQUIN PWR UTILS CORP Utilities 17,200.0 $106K 0.01% NEW $6.15 -6.1%
892 SOUN SOUNDHOUND AI INC Technology 10,445.0 $104K 0.00% NEW $9.97 -18.8%
893 CWH CAMPING WORLD HLDGS INC Consumer Cyclical 10,161.0 $99K 0.00% NEW $9.73 -30.7%
894 GT GOODYEAR TIRE & RUBR CO Consumer Cyclical 10,700.0 $94K 0.00% NEW $8.76 -35.8%
895 HTZ HERTZ GLOBAL HLDGS INC Industrials 17,350.0 $89K 0.00% NEW $5.14 +4.3%
896 ABRDN GLOBAL PREMIER PPTYS F 22,591.0 $87K 0.00% NEW $3.84
897 PTON PELOTON INTERACTIVE INC Consumer Cyclical 13,930.0 $86K 0.00% NEW $6.16 -13.6%
898 NWL NEWELL BRANDS INC Consumer Defensive 21,060.0 $78K 0.00% NEW $3.72 +2.1%
899 RIG TRANSOCEAN LTD Energy 18,850.0 $78K 0.00% NEW $4.13 +68.7%
900 MIN MFS INTER INCOME TR Financial Services 27,897.0 $73K 0.00% NEW $2.61 -5.9%
Page 45 of 47  ·  923 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.0%
Financial Services 17.2%
Energy 10.5%
Industrials 9.7%
Consumer Cyclical 8.1%
Healthcare 7.9%
Communication Services 6.0%
Consumer Defensive 6.0%
Utilities 3.1%
Basic Materials 2.7%