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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 16 of 16  ·  312 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 IYG ISHARES TR 2,543.0 $211K 0.01% +139.0 +5.8% $82.85 +4.0%
302 TMDX TRANSMEDICS GROUP INC Healthcare 2,077.0 $206K 0.01% +211.0 +11.3% $99.41 -37.6%
303 NIKL SPROTT FDS TR 12,250.0 $196K 0.01% +2K +15.0% $16.01 +0.3%
304 BOE BLACKROCK ENHANCED GLOBAL Financial Services 14,869.0 $163K 0.01% +2K +19.8% $10.96 +5.4%
305 PMO PUTNAM MUN OPPORTUNITIES TR Financial Services 13,980.0 $144K 0.01% +142.0 +1.0% $10.30 +1.0%
306 UEC URANIUM ENERGY CORP Energy 10,611.0 $143K 0.01% +300.0 +2.9% $13.50 +9.7%
307 MQY BLACKROCK MUNIYILD QULT FD I Financial Services 12,377.0 $136K 0.01% +2K +19.1% $10.98 +2.3%
308 MMU WESTERN ASSET MANAGED MUNS F Financial Services 11,772.0 $121K 0.01% +1K +11.6% $10.28 -1.6%
309 PGX INVESCO EXCH TRADED FD TR II 10,565.0 $115K 0.01% +69.0 +0.7% $10.88 +1.5%
310 GT GOODYEAR TIRE & RUBR CO Consumer Cyclical 11,450.0 $76K 0.00% +750.0 +7.0% $6.63 -12.7%
311 SOUN SOUNDHOUND AI INC Technology 10,545.0 $72K 0.00% +100.0 +1.0% $6.87 +24.0%
312 CWH CAMPING WORLD HLDGS INC Consumer Cyclical 10,595.0 $72K 0.00% +434.0 +4.3% $6.83 +0.4%
Page 16 of 16  ·  312 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%