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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 11 of 16  ·  312 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 RIG TRANSOCEAN LTD Energy 88,100.0 $584K 0.03% +69K +367.4% $6.63 +6.2%
202 FLNC FLUENCE ENERGY INC Utilities 42,350.0 $583K 0.03% +950.0 +2.3% $13.76 +50.9%
203 WDC WESTERN DIGITAL CORP Technology 2,145.0 $580K 0.03% +32.0 +1.5% $270.47 +78.2%
204 DHR DANAHER CORP DEL Healthcare 3,051.0 $579K 0.03% +188.0 +6.6% $189.62 -14.6%
205 AVAV AEROVIRONMENT INC Industrials 3,156.0 $578K 0.03% +661.0 +26.5% $183.05 -13.7%
206 EMLP FIRST TR EXCHANGE-TRADED FD 13,211.0 $577K 0.03% +360.0 +2.8% $43.66 +0.8%
207 IYH ISHARES TR 9,306.0 $574K 0.03% +458.0 +5.2% $61.64 -0.8%
208 IGF ISHARES TR 8,546.0 $573K 0.03% +536.0 +6.7% $67.00 -0.5%
209 NOK NOKIA CORP Technology 69,916.0 $562K 0.02% +2K +3.5% $8.04 +73.5%
210 QYLD GLOBAL X FDS 32,126.0 $551K 0.02% +1K +4.8% $17.15 +3.3%
211 WAB WABTEC Industrials 2,199.0 $550K 0.02% +42.0 +1.9% $249.91 +5.6%
212 AFSM FIRST TR EXCHNG TRADED FD VI 16,682.0 $548K 0.02% +3K +22.1% $32.86 +11.5%
213 TRFK PACER FDS TR 8,767.0 $546K 0.02% +109.0 +1.3% $62.24 +44.2%
214 CCL CARNIVAL CORP Consumer Cyclical 20,985.0 $543K 0.02% +4K +21.1% $25.88 -3.7%
215 QAI NEW YORK LIFE INVESTMENTS ET 15,736.0 $537K 0.02% +5K +44.5% $34.12 +5.1%
216 LPG DORIAN LPG LTD Energy 15,650.0 $535K 0.02% +330.0 +2.1% $34.20 +19.5%
217 HOOD ROBINHOOD MKTS INC Financial Services 7,705.0 $534K 0.02% +929.0 +13.7% $69.30 +11.3%
218 CRITICAL METALS CORP 66,825.0 $531K 0.02% +51K +331.1% $7.94
219 IWD ISHARES TR 2,473.0 $528K 0.02% +96.0 +4.0% $213.69 +8.9%
220 CG CARLYLE GROUP INC Financial Services 10,879.0 $526K 0.02% +1K +15.1% $48.39 -3.7%
Page 11 of 16  ·  312 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%