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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 10 of 16  ·  312 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 BAB INVESCO EXCH TRADED FD TR II 26,377.0 $711K 0.03% +4K +19.5% $26.96 -1.9%
182 FE FIRSTENERGY CORP Utilities 14,030.0 $711K 0.03% +316.0 +2.3% $50.66 -13.5%
183 DBA INVESCO DB MULTI-SECTOR COMM Financial Services 25,800.0 $705K 0.03% +883.0 +3.5% $27.32 +3.2%
184 IWO ISHARES TR 2,232.0 $700K 0.03% +860.0 +62.7% $313.78 +14.0%
185 PAYX PAYCHEX INC Industrials 7,593.0 $699K 0.03% +329.0 +4.5% $92.12 -0.6%
186 NVO NOVO-NORDISK A S Healthcare 18,982.0 $698K 0.03% +888.0 +4.9% $36.75 +21.7%
187 GOVT ISHARES TR 30,180.0 $691K 0.03% +4K +16.2% $22.91 -1.5%
188 EWJ ISHARES INC 8,168.0 $690K 0.03% +91.0 +1.1% $84.44 +7.7%
189 BCDF LISTED FDS TR 22,365.0 $687K 0.03% +2K +12.3% $30.74 +7.1%
190 INTU INTUIT Technology 1,586.0 $686K 0.03% +656.0 +70.5% $432.49 -9.1%
191 IWF ISHARES TR 1,576.0 $672K 0.03% +33.0 +2.1% $426.51 -70.9%
192 PYPL PAYPAL HLDGS INC Financial Services 14,515.0 $657K 0.03% +2K +17.7% $45.23 -1.8%
193 WEC WEC ENERGY GROUP INC Utilities 5,640.0 $653K 0.03% +98.0 +1.8% $115.78 -5.7%
194 J P MORGAN EXCHANGE TRADED F 12,618.0 $639K 0.03% +3K +37.6% $50.61
195 KKR KKR & CO INC Financial Services 6,903.0 $638K 0.03% +331.0 +5.0% $92.50 +4.8%
196 LNG CHENIERE ENERGY INC Energy 2,205.0 $626K 0.03% +431.0 +24.3% $283.76 -14.8%
197 REGN REGENERON PHARMACEUTICALS Healthcare 803.0 $620K 0.03% +18.0 +2.3% $772.69 -9.6%
198 WELL WELLTOWER INC Real Estate 3,123.0 $617K 0.03% +75.0 +2.5% $197.71 +8.1%
199 KR KROGER CO Consumer Defensive 8,503.0 $615K 0.03% +69.0 +0.8% $72.36 -8.8%
200 AJG GALLAGHER ARTHUR J & CO Financial Services 2,827.0 $612K 0.03% +2K +178.2% $216.58 -4.4%
Page 10 of 16  ·  312 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%