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Portfolio (Quarterly) Guide ↗

Arete Wealth Advisors, LLC

· CIK 0001600151
13F Portfolio $1.3B AUM 329 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 · All 329 New
Page 1 of 17  ·  329 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 JOB GEE GROUP INC Industrials 866,242.0 $44.8M 3.34% NEW $51.68 -99.6%
2 SFBS SERVISFIRST BANCSHARES INC Financial Services 457,892.0 $44.0M 3.28% NEW $96.19 -20.6%
3 RSP INVESCO EXCHANGE TRADED FD 202,900.0 $38.9M 2.90% NEW $191.78 +4.7%
4 FBND FIDELITY MERRIMACK STR TR 787,482.0 $35.9M 2.68% NEW $45.65 -1.2%
5 SPAB SPDR SERIES TRUST 1,347,198.0 $34.5M 2.58% NEW $25.64 -1.7%
6 NVDA NVIDIA CORPORATION Technology 195,411.0 $34.1M 2.54% NEW $174.38 +27.5%
7 PVAL PUTNAM ETF TRUST 701,242.0 $32.5M 2.43% NEW $46.40 +6.7%
8 SPYM SPDR SERIES TRUST 351,387.0 $26.9M 2.00% NEW $76.49 +13.1%
9 VUG VANGUARD INDEX FDS 58,191.0 $25.4M 1.89% NEW $436.38 -80.1%
10 EFV ISHARES TR 315,844.0 $23.5M 1.75% NEW $74.39 +4.7%
11 GLD SPDR GOLD TR Financial Services 52,425.0 $22.6M 1.68% NEW $430.32 -4.2%
12 CERENCE INC 85,217.0 $21.6M 1.61% NEW $253.56
13 JNJ JOHNSON & JOHNSON Healthcare 80,292.0 $19.6M 1.46% NEW $244.44 -5.2%
14 PULS PGIM ETF TR 377,807.0 $18.7M 1.40% NEW $49.51 +0.3%
15 SPY STATE STR SPDR S&P 500 ETF Financial Services 29,233.0 $18.4M 1.37% NEW $627.77 +17.2%
16 MSFT MICROSOFT CORP Technology 47,897.0 $17.7M 1.32% NEW $370.38 +11.6%
17 AAPL APPLE INC Technology 66,329.0 $16.8M 1.25% NEW $253.79 +18.5%
18 AQST AQUESTIVE THERAPEUTICS INC Healthcare 121,485.0 $14.1M 1.05% NEW $116.19 -96.4%
19 SPTM SPDR SERIES TRUST 171,376.0 $13.5M 1.01% NEW $79.02 +12.6%
20 XOM EXXON MOBIL CORP Energy 75,930.0 $12.9M 0.96% NEW $169.66 -3.8%
Page 1 of 17  ·  329 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 31.6%
Technology 20.8%
Industrials 13.5%
Healthcare 9.9%
Consumer Cyclical 7.6%
Communication Services 5.2%
Energy 4.5%
Consumer Defensive 3.9%
Basic Materials 1.2%
Real Estate 0.9%