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Portfolio (Quarterly) Guide ↗

Capital Investment Advisors, LLC

· CIK 0001582732
13F Portfolio $6.6B AUM 735 positions Filed Jan 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 735 New
Page 37 of 37  ·  735 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 VMO INVESCO MUN OPPORTUNITY TR Financial Services 13,500.0 $129K 0.00% NEW $9.57 -0.4%
722 BLACKROCK MUNIYIELD FD INC 12,025.0 $126K 0.00% NEW $10.49
723 SABA SABA CAPITAL INCOME & OPPORT Financial Services 14,381.0 $119K 0.00% NEW $8.25 +1.2%
724 PPT PUTNAM PREMIER INCOME TR Financial Services 32,054.0 $113K 0.00% NEW $3.54 -2.5%
725 LUMN LUMEN TECHNOLOGIES INC Communication Services 13,877.0 $108K 0.00% NEW $7.77 +33.1%
726 WEN WENDYS CO Consumer Cyclical 12,907.0 $108K 0.00% NEW $8.33 -2.6%
727 NHS NEUBERGER HIGH YIELD ST FD I Financial Services 12,732.0 $95K 0.00% NEW $7.44 -15.9%
728 FTF FRANKLIN LTD DURATION INCOME Financial Services 15,064.0 $93K 0.00% NEW $6.15 -4.6%
729 EOD ALLSPRING GLOBAL DIVIDEND OP Financial Services 15,613.0 $91K 0.00% NEW $5.83 +9.6%
730 ASM AVINO SILVER & GOLD MINES LT Basic Materials 11,332.0 $70K 0.00% NEW $6.21 +15.0%
731 RGP RESOURCES CONNECTION INC Industrials 13,782.0 $69K 0.00% NEW $5.04 -13.5%
732 NXDT NEXPOINT DIVERSIFIED REL ET Financial Services 15,511.0 $59K 0.00% NEW $3.83 +32.1%
733 TSHA TAYSHA GENE THERAPIES INC Healthcare 10,000.0 $55K 0.00% NEW $5.50 +14.5%
734 TON STRATEGY CO 21,030.0 $42K 0.00% NEW $1.99
735 IAUX I-80 GOLD CORP Basic Materials 10,000.0 $15K NEW $1.46 +7.5%
Page 37 of 37  ·  735 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 18.0%
Healthcare 11.4%
Industrials 10.7%
Communication Services 8.2%
Consumer Cyclical 7.4%
Energy 6.7%
Consumer Defensive 5.9%
Utilities 3.5%
Real Estate 3.3%