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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 1 of 15  ·  286 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 IVV ISHARES TR 135,286.0 $88.4M 5.10% +11K +8.9% $653.21 +14.2%
2 LQD ISHARES TR 244,646.0 $26.7M 1.54% +11K +4.8% $108.99 -0.8%
3 FTCS FIRST TR EXCHANGE-TRADED FD 271,862.0 $25.2M 1.46% +5K +1.7% $92.76 +1.0%
4 VUG VANGUARD INDEX FDS 52,839.0 $23.1M 1.33% +3K +5.6% $436.79 -80.0%
5 IUSB ISHARES TR 492,806.0 $22.8M 1.31% +44K +9.8% $46.19 -0.8%
6 MSFT MICROSOFT CORP Technology 60,289.0 $22.3M 1.29% +6K +10.5% $370.17 +13.2%
7 IVW ISHARES TR 168,925.0 $19.1M 1.10% +13K +8.5% $113.11 +20.8%
8 EFV ISHARES TR 203,162.0 $15.1M 0.87% +6K +3.2% $74.35 +6.2%
9 IEFA ISHARES TR 165,885.0 $15.0M 0.87% +9K +6.0% $90.53 +7.5%
10 CVX CHEVRON CORPORATION Energy 65,106.0 $13.5M 0.78% +4K +6.9% $206.90 -7.7%
11 VTI VANGUARD INDEX FDS 41,589.0 $13.3M 0.77% +1K +3.7% $320.81 +13.8%
12 VZ VERIZON COMMUNICATIONS INC Communication Services 227,786.0 $11.4M 0.66% +18K +8.7% $50.20 -4.7%
13 MUB ISHARES TR 103,778.0 $11.0M 0.64% +9K +10.0% $106.15 -0.1%
14 PFE PFIZER INC Healthcare 387,317.0 $10.9M 0.63% +21K +5.7% $28.08 -7.6%
15 BUFR FIRST TR EXCHNG TRADED FD VI 315,475.0 $10.7M 0.61% +19K +6.4% $33.77 +7.2%
16 FV FIRST TR EXCHANGE TRADED FD 173,870.0 $10.5M 0.61% +4K +2.6% $60.44 +16.8%
17 T AT&T INC Communication Services 359,834.0 $10.4M 0.60% +14K +4.0% $28.99 -14.0%
18 QUAL ISHARES TR 51,549.0 $9.9M 0.57% +4K +7.9% $191.81 +10.9%
19 PWV INVESCO EXCHANGE TRADED FD T 137,150.0 $9.6M 0.55% +1K +1.1% $69.71 +6.2%
20 GOVT ISHARES TR 413,334.0 $9.5M 0.55% +256K +162.4% $22.91 -1.2%
Page 1 of 15  ·  286 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%