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Portfolio (Quarterly) Guide ↗

Richmond Brothers, Inc.

· CIK 0001540462
13F Portfolio $157M AUM 57 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 2 New 8 Added 20 Reduced
Page 2 of 2  ·  36 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 SSO PROSHARES TR 35,941.0 $2.1M 1.32% +29K +409.5% $57.92 +15.8%
22 QLD PROSHARES TR 29,152.0 $2.1M 1.31% +23K +394.9% $70.41 +31.2%
23 TQQQ PROSHARES TR 20,952.0 $1.1M 0.70% +10K +97.9% $52.72 +46.0%
24 MSFT MICROSOFT CORP Technology 2,265.0 $1.1M 0.70% -18.0 -0.8% $483.77 -13.4%
25 HRTX HERON THERAPEUTICS INC Healthcare 572,118.0 $744K 0.47% $1.30 -33.0%
26 MDXG MIMEDX GROUP INC Healthcare 92,188.0 $624K 0.40% -25K -21.3% $6.77 -46.7%
27 CNTB CONNECT BIOPHARMA HLDGS LTD Healthcare 173,485.0 $489K 0.31% NEW $2.82 -16.3%
28 GOOGL ALPHABET INC Communication Services 1,328.0 $416K 0.26% +64.0 +5.1% $313.00 +23.9%
29 IVV ISHARES TR 556.0 $381K 0.24% $684.94 +8.9%
30 GOOG ALPHABET INC Communication Services 891.0 $280K 0.18% $313.80 +22.2%
31 BIL SPDR SERIES TRUST 2,731.0 $250K 0.16% $91.38 +0.2%
32 AMZN AMAZON COM INC Consumer Cyclical 991.0 $229K 0.15% -160.0 -13.9% $230.82 +16.3%
33 NVG NUVEEN AMT FREE MUN CR INC F Financial Services 14,839.0 $188K 0.12% $12.66 -3.2%
34 ALVO ALVOTECH Healthcare 13,966.0 $72K 0.05% $5.13 -34.1%
35 RMTI ROCKWELL MED INC Healthcare 30,611.0 $26K 0.02% -194.0 -0.6% $0.83 -1.6%
36 OPTT OCEAN PWR TECHNOLOGIES INC Industrials 18,358.0 $6K 0.00% +4K +31.4% $0.30 +11.1%
Page 2 of 2  ·  36 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 87.1%
Technology 7.9%
Healthcare 3.4%
Communication Services 1.2%
Consumer Cyclical 0.4%
Industrials 0.0%