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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 254 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5061 FLCH FRANKLIN TEMPLETON ETF TR 202.0 $5K NEW $22.39 +0.2%
5062 DSGN DESIGN THERAPEUTICS INC Healthcare 423.0 $5K +184.0 +77.0% $10.64 +3.5%
5063 IBLC ISHARES TR 123.0 $4K $36.54 +44.1%
5064 JMTG J P MORGAN EXCHANGE TRADED F 87.0 $4K -485.0 -84.8% $51.24 -1.7%
5065 XXI TWENTY ONE CAP INC Financial Services 693.0 $4K $6.40 +21.7%
5066 ECBK ECB BANCORP INC Financial Services 265.0 $4K -17.0 -6.0% $16.73 +10.4%
5067 SEI EXCHANGE TRADED FUNDS 135.0 $4K -205.0 -60.3% $32.75
5068 TIDAL TRUST II 207.0 $4K NEW $21.30
5069 VVR INVESCO SR INCOME TR Financial Services 1,367.0 $4K +151.0 +12.4% $3.22 -7.1%
5070 WCEO TWO RDS SHARED TR 132.0 $4K $33.29 +7.1%
5071 BROOKFIELD WEALTH SOL LTD 106.0 $4K -1.0 -0.9% $41.40
5072 EOD ALLSPRING GLOBAL DIVIDEND OP Financial Services 750.0 $4K $5.83 +11.3%
5073 PVLA PALVELLA THERAPEUTICS INC NE Healthcare 35.0 $4K +9.0 +34.6% $124.66 -7.3%
5074 DBEM DBX ETF TR 127.0 $4K $34.13 +16.0%
5075 NPCT NUVEEN CORE PLUS IMPACT FUND Financial Services 423.0 $4K -25.0 -5.6% $10.19 -2.4%
5076 VIRC VIRCO MFG CO Consumer Cyclical 703.0 $4K $6.12 -3.1%
5077 EWD ISHARES INC 87.0 $4K $48.82 +7.0%
5078 RIGS ALPS ETF TR 185.0 $4K NEW $22.86 -0.7%
5079 BOC BOSTON OMAHA CORP Communication Services 362.0 $4K -721.0 -66.6% $11.68 +5.6%
5080 AOUT AMERICAN OUTDOOR BRANDS INC Consumer Cyclical 452.0 $4K +117.0 +34.9% $9.34 +3.4%
Page 254 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%