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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 246 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4901 GDEN GOLDEN ENTMT INC Consumer Cyclical 277.0 $7K +51.0 +22.6% $26.69 +7.0%
4902 OTEX OPEN TEXT CORP Technology 332.0 $7K -62.0 -15.7% $22.26 +4.3%
4903 LIFE360 INC 180.0 $7K -46.0 -20.4% $40.82
4904 LUFAX HOLDING LTD 3,927.0 $7K +3K +323.6% $1.87
4905 RITHM PPTY TR INC 548.0 $7K +230.0 +72.3% $13.39
4906 HGLB HIGHLAND GLOBAL ALLOCATION F Financial Services 913.0 $7K +9.0 +1.0% $8.03 +2.7%
4907 GROY GOLD ROYALTY CORP Basic Materials 2,030.0 $7K NEW $3.58 -10.1%
4908 MBI MBIA INC Financial Services 1,225.0 $7K +1K +10000.0% $5.91 +6.6%
4909 BKLC BNY MELLON ETF TRUST 58.0 $7K -471.0 -89.0% $124.81 +14.0%
4910 MIAMI INTL HLDGS INC 186.0 $7K NEW $38.92
4911 BBCP CONCRETE PUMPING HLDGS INC Industrials 1,009.0 $7K -206.0 -16.9% $7.14 +4.2%
4912 SQLV LEGG MASON ETF INVT 163.0 $7K $44.07 +8.5%
4913 AQST AQUESTIVE THERAPEUTICS INC Healthcare 1,726.0 $7K -2K -46.6% $4.15 +1.9%
4914 CIG CIA ENERGETICA DE MINAS GERA Utilities 2,994.0 $7K +587.0 +24.4% $2.39 -6.7%
4915 RSPA INVESCO ACTIVELY MANAGED EXC 143.0 $7K +4.0 +2.9% $49.85 +4.5%
4916 KGLD KURV ETF TR 218.0 $7K NEW $32.53 -6.5%
4917 EFAA INVESCO ACTIVELY MANAGED EXC 134.0 $7K +1.0 +0.8% $52.84 +4.4%
4918 PMTS CPI CARD GROUP INC Financial Services 488.0 $7K +323.0 +195.8% $14.51 +10.5%
4919 BUZZ VANECK ETF TRUST 245.0 $7K $28.80 +30.0%
4920 FXI ISHARES TR 195.0 $7K $35.90 -0.1%
Page 246 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%