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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 245 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4881 JANX JANUX THERAPEUTICS INC Healthcare 554.0 $8K +525.0 +1810.3% $13.90 +3.7%
4882 GRX GABELLI HEALTHCARE & WELLNES Financial Services 850.0 $8K $9.05 -0.7%
4883 NUVEEN REAL ASSET INCOME & G 622.0 $8K $12.30
4884 AFCG ADVANCED FLOWER CAP INC Real Estate 2,713.0 $8K -2K -41.8% $2.82 +23.4%
4885 BGH BARINGS GLOBAL SHORT DURATIO Financial Services 560.0 $8K $13.66 +2.0%
4886 SEIQ SEI EXCHANGE TRADED FUNDS 210.0 $8K $36.41 +9.3%
4887 RR RICHTECH ROBOTICS INC Industrials 3,635.0 $8K +3K +248.8% $2.09 +17.7%
4888 MMTM SPDR SERIES TRUST 27.0 $8K -41.0 -60.3% $280.19 +13.1%
4889 SUNPOWER INC 5,951.0 $8K +5K +1069.2% $1.27
4890 RSVR RESERVOIR MEDIA INC Communication Services 771.0 $8K +107.0 +16.1% $9.79 +3.8%
4891 PCY INVESCO EXCH TRADED FD TR II 360.0 $8K +83.0 +30.0% $20.91 +1.1%
4892 TXS TEXAS CAPITAL FUNDS TRUST 200.0 $7K $37.47 +5.9%
4893 EFAD PROSHARES TR 183.0 $7K $40.94 +4.4%
4894 ASPI ASP ISOTOPES INC Basic Materials 1,694.0 $7K +773.0 +83.9% $4.42 +17.0%
4895 KIO KKR INCOME OPPORTUNITIES FD Financial Services 680.0 $7K +7.0 +1.0% $11.00 +2.4%
4896 FDIS FIDELITY COVINGTON TRUST 80.0 $7K -14.0 -14.9% $93.26 +9.3%
4897 FOLD HLDGS INC 5,650.0 $7K NEW $1.32
4898 EXK ENDEAVOUR SILVER CORP Basic Materials 800.0 $7K NEW $9.31 +0.2%
4899 MORGAN STANLEY ETF TRUST 148.0 $7K $50.32
4900 RXL PROSHARES TR 162.0 $7K $45.85 +1.2%
Page 245 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%