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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 244 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4861 QQQS INVESCO EXCH TRADED FD TR II 238.0 $8K $33.65 +24.6%
4862 FDEM FIDELITY COVINGTON TRUST 253.0 $8K $31.58 +13.7%
4863 EWI ISHARES INC 149.0 $8K -192.0 -56.3% $53.47 +10.3%
4864 PAYS PAYSIGN INC Technology 1,349.0 $8K +645.0 +91.6% $5.90 +7.5%
4865 QLTY GMO ETF TRUST 220.0 $8K -1K -86.0% $36.16 +12.7%
4866 ABRDN AUSTRALIA EQUITY FD IN 654.0 $8K $12.12
4867 BRW SABA CAPITAL INCOME & OPRNT Financial Services 1,176.0 $8K +15.0 +1.3% $6.74 +0.2%
4868 BALLYS CORPORATION 821.0 $8K +279.0 +51.5% $9.64
4869 DVYE ISHARES INC 230.0 $8K $34.38 -0.3%
4870 FUNC FIRST UTD CORP Financial Services 215.0 $8K +16.0 +8.0% $36.64 +2.5%
4871 CHIPMOS TECHNOLOGIES INC 220.0 $8K +120.0 +120.0% $35.78
4872 SPVM INVESCO EXCHANGE TRADED FD T 114.0 $8K NEW $68.90 +3.2%
4873 MKOR MATTHEWS ASIA FDS 179.0 $8K $43.63 +42.8%
4874 IMNM IMMUNOME INC Healthcare 357.0 $8K +15.0 +4.4% $21.87 +5.0%
4875 RMNI RIMINI STR INC DEL Technology 2,370.0 $8K +698.0 +41.8% $3.28 +11.3%
4876 SOUTH BOW CORP 233.0 $8K -97.0 -29.4% $33.32
4877 CGHM CAPITAL GRP FIXED INCM ETF T 305.0 $8K +16.0 +5.5% $25.32 +0.4%
4878 GLAD GLADSTONE CAP CORP Financial Services 444.0 $8K -2K -77.6% $17.35 +10.4%
4879 SUNS SUNRISE RLTY TR INC Real Estate 1,004.0 $8K +698.0 +228.1% $7.67 +5.3%
4880 BTG B2GOLD CORP Basic Materials 1,700.0 $8K NEW $4.53 +2.4%
Page 244 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%