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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 217 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4321 MCFT MASTERCRAFT BOAT HLDGS INC Consumer Cyclical 1,122.0 $23K +686.0 +157.3% $20.51 +20.3%
4322 STAA STAAR SURGICAL CO Healthcare 1,230.0 $23K -206.0 -14.3% $18.70 +77.4%
4323 QQA INVESCO ACTIVELY MANAGED EXC 458.0 $23K +317.0 +224.8% $49.92 +15.3%
4324 LUNG PULMONX CORP Healthcare 17,719.0 $23K +14K +362.6% $1.29 +22.5%
4325 CMPX COMPASS THERAPEUTICS INC Healthcare 4,317.0 $23K +1K +41.1% $5.29 -58.8%
4326 SLRC SLR INVESTMENT CORP Financial Services 1,594.0 $23K -600.0 -27.4% $14.31 -8.4%
4327 SDOG ALPS ETF TR 350.0 $23K NEW $65.04 +4.6%
4328 AARD AARDVARK THERAPEUTICS INC Healthcare 6,035.0 $23K +6K +10000.0% $3.77 +10.3%
4329 FRHC FREEDOM HOLDING CORP Financial Services 157.0 $23K +83.0 +112.2% $144.88 -3.7%
4330 AGD ABRDN GLOBAL DYNAMIC DIVIDEN Financial Services 2,102.0 $23K $10.80 +14.9%
4331 BCAX BICARA THERAPEUTICS INC Healthcare 1,138.0 $23K -20.0 -1.7% $19.89 +10.7%
4332 BILZ PIMCO ETF TR 223.0 $23K -334.0 -60.0% $100.97 -0.0%
4333 RIGL RIGEL PHARMACEUTICALS INC Healthcare 832.0 $22K -959.0 -53.5% $27.04 +8.1%
4334 ONEV SPDR SERIES TRUST 168.0 $22K +1.0 +0.6% $133.85 +5.2%
4335 BETA BETA TECHNOLOGIES INC Industrials 1,527.0 $22K +1K +435.8% $14.70 +14.9%
4336 LOANDEPOT INC 15,767.0 $22K +5K +50.7% $1.42
4337 JPME J P MORGAN EXCHANGE TRADED F 195.0 $22K NEW $114.53 +7.0%
4338 ACTG ACACIA RESH CORP Industrials 4,641.0 $22K +1K +47.0% $4.81 -3.3%
4339 NXP NUVEEN SELECT TAX-FREE INCOM Financial Services 1,554.0 $22K $14.35 -1.3%
4340 SLVR SPROTT FDS TR 376.0 $22K +96.0 +34.3% $59.18 +0.5%
Page 217 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%