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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $36.9B AUM Filed Jan 26, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 5577 New
Page 231 of 279  ·  5,577 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4601 EWS ISHARES INC 330.0 $9K NEW $27.27 +8.2%
4602 NKTR NEKTAR THERAPEUTICS Healthcare 205.0 $9K NEW $43.90 +56.2%
4603 TEI TEMPLETON EMERGING MKTS INCO Financial Services 1,469.0 $9K NEW $6.13 +1.5%
4604 ARLP ALLIANCE RESOURCE PARTNERS L Energy 401.0 $9K NEW $22.44 +10.6%
4605 WPP WPP PLC NEW Communication Services 386.0 $9K NEW $23.32 -20.5%
4606 UBER PUT UBER TECHNOLOGIES INC Technology 2,500.0 $9K NEW $3.60 +1972.2%
4607 NGS NATURAL GAS SVCS GROUP INC Energy 260.0 $9K NEW $34.62 +22.4%
4608 AVK ADVENT CONV & INCOME FD Financial Services 744.0 $9K NEW $12.10 +4.5%
4609 FXE INVESCO CURRENCYSHARES EURO Financial Services 81.0 $9K NEW $111.11 -3.5%
4610 CZFS CITIZENS FINL SVCS INC Financial Services 156.0 $9K NEW $57.69 +12.3%
4611 OLP ONE LIBERTY PPTYS INC Real Estate 453.0 $9K NEW $19.87 +17.7%
4612 FRHC FREEDOM HLDG CORP NEV Financial Services 74.0 $9K NEW $121.62 +20.9%
4613 EXG EATON VANCE TAX-MANAGED GLOB Financial Services 987.0 $9K NEW $9.12 +3.0%
4614 DNN DENISON MINES CORP Energy 3,298.0 $9K NEW $2.73 +17.3%
4615 PZA INVESCO EXCH TRADED FD TR II 373.0 $9K NEW $24.13 -5.0%
4616 CAPR CAPRICOR THERAPEUTICS INC Healthcare 305.0 $9K NEW $29.51 +0.2%
4617 CDZI CADIZ INC Utilities 1,462.0 $8K NEW $5.47 -23.4%
4618 SNDA SONIDA SENIOR LIVING INC Healthcare 258.0 $8K NEW $31.01 +18.1%
4619 FC FRANKLIN COVEY CO Industrials 502.0 $8K NEW $15.94 +40.7%
4620 IEO ISHARES TR 88.0 $8K NEW $90.91 +29.9%
Page 231 of 279  ·  5,577 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.6%
Financial Services 19.7%
Healthcare 11.1%
Consumer Cyclical 9.6%
Industrials 8.9%
Communication Services 7.5%
Consumer Defensive 5.5%
Energy 3.3%
Utilities 2.6%
Real Estate 1.6%