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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 131 of 149  ·  2,977 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2601 CCIF CARLYLE CREDIT INCOME FUND Financial Services 5,676.0 $18K +5K +3018.7% $3.21 +0.2%
2602 KALV KALVISTA PHARMACEUTICALS INC Healthcare 901.0 $18K +242.0 +36.7% $20.13 +33.0%
2603 CLFD CLEARFIELD INC Technology 684.0 $18K +27.0 +4.1% $26.47 +61.6%
2604 CRVS CORVUS PHARMACEUTICALS INC Healthcare 1,237.0 $18K +1K +503.4% $14.63 -10.6%
2605 EMTL SSGA ACTIVE TR 424.0 $18K +101.0 +31.3% $42.58 +0.3%
2606 INSE INSPIRED ENTMT INC Consumer Cyclical 2,526.0 $18K +202.0 +8.7% $7.13 +1.0%
2607 BOE BLACKROCK ENHANCED GLOBAL Financial Services 1,633.0 $18K +586.0 +56.0% $10.96 +8.2%
2608 HYGW ISHARES TR 604.0 $18K +584.0 +2920.0% $29.50 -1.4%
2609 PDLB PONCE FINANCIAL GROUP INC Financial Services 1,066.0 $18K +75.0 +7.6% $16.71 +11.4%
2610 BFLY BUTTERFLY NETWORK INC Healthcare 4,397.0 $18K +1K +32.6% $4.04 +10.9%
2611 MYFW FIRST WESTN FINL INC Financial Services 719.0 $18K +32.0 +4.7% $24.58 +15.3%
2612 NPCE NEUROPACE INC Healthcare 1,343.0 $18K +1K +760.9% $13.15 +23.8%
2613 ANTERIS TECHNOLOGIES GLOBAL 3,175.0 $18K +2K +271.8% $5.55
2614 AMLX AMYLYX PHARMACEUTICALS INC Healthcare 1,263.0 $18K +70.0 +5.9% $13.90 +0.2%
2615 HIMALAYA SHIPPING LTD 1,312.0 $17K +34.0 +2.7% $13.30
2616 LOAR LOAR HOLDINGS INC Industrials 304.0 $17K +4.0 +1.3% $57.29 +9.2%
2617 LI LI AUTO INC Consumer Cyclical 972.0 $17K +177.0 +22.3% $17.83 -9.1%
2618 ILPT INDUSTRIAL LOGISTICS PPTYS T Real Estate 3,050.0 $17K +656.0 +27.4% $5.68 +52.8%
2619 IEZ ISHARES TR 598.0 $17K +130.0 +27.8% $28.95 +10.2%
2620 NBN NORTHEAST BK PORTLAND ME Financial Services 154.0 $17K +23.0 +17.6% $112.37 +10.6%
Page 131 of 149  ·  2,977 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%