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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 70 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1381 TRIN TRINITY CAP INC Financial Services 423.0 $8K 0.00% NEW $17.89 +1.4%
1382 FOXA FOX CORP Communication Services 145.0 $8K 0.00% NEW $52.17 +32.3%
1383 BGH BARINGS GLOBAL SHORT DURATIO Financial Services 527.0 $7K 0.00% NEW $14.10 +1.9%
1384 SQM SOCIEDAD QUIMICA Y MINERA DE Basic Materials 100.0 $7K 0.00% NEW $74.04 +0.6%
1385 PII POLARIS INC Consumer Cyclical 108.0 $7K 0.00% NEW $68.44 -1.2%
1386 BUZZ VANECK ETF TRUST 200.0 $7K 0.00% NEW $36.95 -3.0%
1387 LEVI LEVI STRAUSS & CO NEW Consumer Cyclical 297.0 $7K 0.00% NEW $24.83 -11.4%
1388 LBRDK LIBERTY BROADBAND CORP Communication Services 222.0 $7K 0.00% NEW $33.20 +5.4%
1389 IEO ISHARES TR 67.0 $7K 0.00% NEW $109.84 +22.4%
1390 LRN STRIDE INC Consumer Defensive 85.0 $7K 0.00% NEW $86.25 -2.9%
1391 CHWY CHEWY INC Consumer Cyclical 371.0 $7K 0.00% NEW $19.65 +17.2%
1392 NMRK NEWMARK GROUP INC Real Estate 480.0 $7K 0.00% NEW $15.11 +0.5%
1393 IWY ISHARES TR 25.0 $7K 0.00% NEW $289.80 -0.9%
1394 UBER CALL UBER TECHNOLOGIES INC Technology 100.0 $7K 0.00% NEW $72.16 +3.5%
1395 PRMB PRIMO BRANDS CORPORATION Consumer Defensive 295.0 $7K 0.00% NEW $24.44 -4.1%
1396 HPS HANCOCK JOHN PFD INCOME FD I Financial Services 495.0 $7K 0.00% NEW $14.54 -3.2%
1397 BCAT BLACKROCK CAP ALLOCATION TER Financial Services 450.0 $7K 0.00% NEW $15.93 -1.1%
1398 PBJ INVESCO EXCHANGE TRADED FD T 151.0 $7K 0.00% NEW $47.13 +1.9%
1399 METV LISTED FDS TR 380.0 $7K 0.00% NEW $18.45 +2.9%
1400 CACC CREDIT ACCEP CORP MICH Financial Services 11.0 $7K 0.00% NEW $636.82 -10.4%
Page 70 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%