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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 60 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1181 TBBK BANCORP INC DEL Financial Services 270.0 $17K 0.00% NEW $62.64 +7.2%
1182 THC TENET HEALTHCARE CORP Healthcare 90.0 $17K 0.00% NEW $187.09 +46.9%
1183 MPWR MONOLITHIC PWR SYS INC Technology 12.0 $17K 0.00% NEW $1382.42 -4.5%
1184 ETJ EATON VANCE RISK-MANAGED DIV Financial Services 2,005.0 $17K 0.00% NEW $8.27 +1.4%
1185 BCE BCE INC Communication Services 770.0 $17K 0.00% NEW $21.51 +10.5%
1186 EOS EATON VANCE ENHANCED EQUITY Financial Services 750.0 $17K 0.00% NEW $22.04 -2.9%
1187 HUBS HUBSPOT INC Technology 90.0 $16K 0.00% NEW $182.51 +31.2%
1188 EL LAUDER ESTEE COS INC Consumer Defensive 208.0 $16K 0.00% NEW $78.95 +23.3%
1189 DX DYNEX CAP INC Real Estate 1,250.0 $16K 0.00% NEW $13.11 +0.7%
1190 LXP INDUSTRIAL TRUST 303.0 $16K 0.00% NEW $53.89
1191 EXPD EXPEDITORS INTL WASH INC Industrials 100.0 $16K 0.00% NEW $162.98 +15.2%
1192 PPL PPL CORP Utilities 447.0 $16K 0.00% NEW $36.35 -2.5%
1193 FIX COMFORT SYS USA INC Industrials 8.0 $16K 0.00% NEW $2017.12 -17.5%
1194 GUG GUGGENHEIM ACTIVE ALLOC FD Financial Services 995.0 $16K 0.00% NEW $15.98 -6.8%
1195 RYN RAYONIER INC Real Estate 745.0 $16K 0.00% NEW $21.28 +1.1%
1196 IYJ ISHARES TR 95.0 $16K 0.00% NEW $166.65 -1.5%
1197 MEGI NYLI CBRE GBL INFR MEGTRNDS Financial Services 1,040.0 $16K 0.00% NEW $15.20 +0.0%
1198 SMFG SUMITOMO MITSUI FIN GRP INC Financial Services 670.0 $16K 0.00% NEW $23.58 +4.2%
1199 TDW TIDEWATER INC NEW Energy 236.0 $16K 0.00% NEW $66.72 +43.2%
1200 AGNC AGNC INVT CORP Real Estate 1,433.0 $16K 0.00% NEW $10.90 +0.1%
Page 60 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%