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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $938M AUM 542 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 34 New 133 Added 164 Reduced 36 Exited
Page 3 of 28  ·  542 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 NFLX NETFLIX INC. Communication Services 44,519.0 $4.3M 0.46% +3K +7.5% $96.15 -8.5%
42 ADBE ADOBE INC Technology 17,537.0 $4.3M 0.45% +623.0 +3.7% $243.08 -0.7%
43 SPY STATE STR SPDR S&P 500 ETF T Financial Services 6,456.0 $4.2M 0.45% -3K -35.0% $650.34 +15.4%
44 AMGN AMGEN INC Healthcare 11,691.0 $4.1M 0.44% $351.86 -3.7%
45 ABBV ABBVIE INC Healthcare 18,464.0 $4.0M 0.43% -136.0 -0.7% $217.49 -2.0%
46 BA BOEING CO Industrials 20,074.0 $4.0M 0.43% -782.0 -3.8% $199.03 +10.6%
47 V VISA INC Financial Services 13,177.0 $4.0M 0.42% $302.24 +7.8%
48 FDX FEDEX CORP Industrials 11,024.0 $3.9M 0.42% $356.19 +12.9%
49 IWM ISHARES TR 15,455.0 $3.8M 0.41% +2K +17.1% $248.00 +16.8%
50 BAC BANK AMERICA CORP Financial Services 78,528.0 $3.8M 0.41% +927.0 +1.2% $48.75 +6.7%
51 PWB INVESCO EXCHANGE TRADED FD T 29,830.0 $3.8M 0.40% -323.0 -1.1% $125.93 +25.5%
52 VWO VANGUARD INTL EQUITY INDEX F 67,708.0 $3.7M 0.39% +8K +12.5% $54.05 +11.3%
53 DIA STATE STR SPDR DOW JONES IND Financial Services 7,881.0 $3.7M 0.39% +7K +565.1% $463.17 +9.4%
54 HIG HARTFORD INSURANCE GROUP INC Financial Services 26,207.0 $3.5M 0.38% $135.23 +0.4%
55 VKTX VIKING THERAPEUTICS INC Healthcare 108,703.0 $3.5M 0.38% +790.0 +0.7% $32.54 -6.2%
56 IWV ISHARES TR 9,363.0 $3.5M 0.37% $370.68 +14.7%
57 KLAC KLA CORP Technology 2,308.0 $3.4M 0.36% -66.0 -2.8% $1472.41 +32.4%
58 VGT VANGUARD WORLD FD 4,805.0 $3.4M 0.36% +382.0 +8.6% $697.75 -83.1%
59 XLE SELECT SECTOR SPDR TR 54,464.0 $3.3M 0.36% -447.0 -0.8% $61.26 -3.2%
60 SHV ISHARES TR 29,625.0 $3.3M 0.35% +2K +5.9% $110.39 -0.1%
Page 3 of 28  ·  542 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 42.7%
Financial Services 15.5%
Consumer Cyclical 10.8%
Industrials 9.4%
Communication Services 7.4%
Healthcare 6.3%
Energy 3.2%
Consumer Defensive 2.8%
Utilities 0.7%
Real Estate 0.6%