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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 28 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 ENTERGY CORP NEW 1,562.0 $179K 0.02% NEW $114.86
542 SCHX SCHWAB STRATEGIC TR 6,068.0 $179K 0.02% NEW $29.43 +2.8%
543 FDS FACTSET RESH SYS INC Financial Services 770.0 $177K 0.02% -512.0 -39.9% $230.17 +24.0%
544 NOC NORTHROP GRUMMAN CORP Industrials 345.0 $176K 0.02% -40.0 -10.4% $509.31 +15.7%
545 VYMI VANGUARD WHITEHALL FDS 1,773.0 $174K 0.01% NEW $98.20 +5.9%
546 WAB WABTEC Industrials 645.0 $174K 0.01% NEW $269.62 +9.3%
547 DUK DUKE ENERGY CORP NEW Utilities 1,360.0 $172K 0.01% NEW $126.58 -2.0%
548 TSI TCW STRATEGIC INCOME FD INC Financial Services 38,028.0 $172K 0.01% -2K -5.0% $4.51 -2.4%
549 ROK ROCKWELL AUTOMATION INC Industrials 346.0 $171K 0.01% NEW $495.08 -12.4%
550 IDHQ INVESCO EXCH TRADED FD TR II 3,913.0 $171K 0.01% NEW $43.71 +3.3%
551 SHEL SHELL PLC Energy 2,205.0 $171K 0.01% -38.0 -1.7% $77.55 +18.6%
552 ACN ACCENTURE PLC IRELAND Technology 1,374.0 $171K 0.01% -73.0 -5.0% $124.45 +39.0%
553 VB VANGUARD INDEX FDS 562.0 $170K 0.01% -204.0 -26.6% $303.12 +0.2%
554 SRE SEMPRA Utilities 1,837.0 $170K 0.01% NEW $92.71 -6.0%
555 CL COLGATE PALMOLIVE CO Consumer Defensive 1,849.0 $170K 0.01% NEW $91.68 -0.2%
556 PSA PUBLIC STORAGE Real Estate 527.0 $168K 0.01% NEW $318.55 +1.4%
557 NAD NUVEEN QUALITY MUNCP INCOME Financial Services 13,804.0 $167K 0.01% $12.12 -3.5%
558 GWRE GUIDEWIRE SOFTWARE INC Technology 1,357.0 $167K 0.01% -14.0 -1.0% $123.05 +44.5%
559 ADI ANALOG DEVICES INC Technology 419.0 $167K 0.01% NEW $397.53 -5.3%
560 MVV PROSHARES TR 1,808.0 $166K 0.01% NEW $92.06 -0.6%
Page 28 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%