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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 28 of 62  ·  1,239 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 DFE WISDOMTREE TR 343.0 $25K 0.00% NEW $71.98 +7.8%
542 ONTO ONTO INNOVATION INC Technology 65.0 $25K 0.00% NEW $378.46 -22.5%
543 IXC ISHARES TR 500.0 $25K 0.00% NEW $49.13 +19.0%
544 SCHO SCHWAB STRATEGIC TR 1,009.0 $24K 0.00% NEW $24.15 -0.2%
545 NAVI NAVIENT CORPORATION Financial Services 2,860.0 $24K 0.00% NEW $8.51 +11.0%
546 OKTA OKTA INC Technology 178.0 $24K 0.00% NEW $136.46 -1.0%
547 RWL INVESCO EXCH TRADED FD TR II 190.0 $24K 0.00% NEW $127.76 +4.8%
548 TYL TYLER TECHNOLOGIES INC Technology 83.0 $24K 0.00% NEW $292.47 +19.9%
549 CASY CASEYS GEN STORES INC Consumer Cyclical 30.0 $24K 0.00% NEW $805.90 +3.7%
550 VGT PUT VANGUARD WORLD FD 200.0 $24K 0.00% NEW $119.52 -0.9%
551 OFG OFG BANCORP Financial Services 485.0 $24K 0.00% NEW $49.03 +6.5%
552 WH WYNDHAM HOTELS & RESORTS INC Consumer Cyclical 282.0 $24K 0.00% NEW $84.21 -11.4%
553 EPAC ENERPAC TOOL GROUP CORP Industrials 661.0 $24K 0.00% NEW $35.86 +3.9%
554 VDC VANGUARD WORLD FD 105.0 $24K 0.00% NEW $225.50 +2.8%
555 PXH INVESCO EXCH TRADED FD TR II 835.0 $23K 0.00% NEW $27.88 +5.3%
556 LAD LITHIA MTRS INC Consumer Cyclical 80.0 $23K 0.00% NEW $290.50 +27.6%
557 PDT HANCOCK JOHN PREM DIVID FD Financial Services 1,790.0 $23K 0.00% NEW $12.95 -2.7%
558 TEX TEREX CORP NEW Industrials 318.0 $23K 0.00% NEW $72.29 -8.0%
559 PAA PLAINS ALL AMERN PIPELINE L Energy 1,033.0 $23K 0.00% NEW $22.25 +10.6%
560 NATWEST GROUP PLC 1,300.0 $23K 0.00% NEW $17.63
Page 28 of 62  ·  1,239 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 47.3%
Financial Services 13.7%
Consumer Cyclical 10.0%
Industrials 9.6%
Communication Services 6.5%
Healthcare 6.1%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%