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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 98 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1941 PUT HYCROFT MINING HOLDING CORP 49,600.0 $1.7M 0.00% +4K +8.5% $35.20
1942 CALL TELEFONAKTIEBOLAGET LM ERICS 154,800.0 $1.7M 0.00% NEW $11.27
1943 PUT AURORA INNOVATION INC 422,900.0 $1.7M 0.00% +71K +20.2% $4.12
1944 PUT TRADEWEB MKTS INC 14,800.0 $1.7M 0.00% -4K -22.9% $117.66
1945 PUT FLUENCE ENERGY INC 126,500.0 $1.7M 0.00% -146K -53.6% $13.76
1946 LAD LITHIA MTRS INC Consumer Cyclical 6,970.0 $1.7M 0.00% NEW $249.72 +31.8%
1947 CALL RAYMOND JAMES FINL INC 12,000.0 $1.7M 0.00% -6K -32.2% $144.79
1948 CALL TIDAL TRUST II 134,100.0 $1.7M 0.00% +52K +63.7% $12.93
1949 CCI CROWN CASTLE INC Real Estate 21,302.0 $1.7M 0.00% +12K +121.9% $81.31 -5.7%
1950 CCOI COGENT COMM HOLDINGS INC Communication Services 91,893.0 $1.7M 0.00% +7K +8.2% $18.84 -32.0%
1951 PUT NAVITAS SEMICONDUCTOR CORP 197,200.0 $1.7M 0.00% -122K -38.3% $8.77
1952 SDOW PROSHARES TR 49,056.0 $1.7M 0.00% +32K +184.9% $35.21 -30.9%
1953 CALL HERCULES CAPITAL INC 116,700.0 $1.7M 0.00% +78K +197.7% $14.77
1954 PUT UNITED STS BRENT OIL FD LP 33,100.0 $1.7M 0.00% +32K +4037.5% $52.01
1955 CALL ARCUS BIOSCIENCES INC 79,700.0 $1.7M 0.00% +32K +66.0% $21.60
1956 DAVE INC 9,885.0 $1.7M 0.00% +1K +17.3% $174.09
1957 CALL MERCURY GENL CORP NEW 19,500.0 $1.7M 0.00% NEW $88.15
1958 PUT RED CAT HLDGS INC 131,300.0 $1.7M 0.00% -92K -41.3% $13.09
1959 CALL ZEVRA THERAPEUTICS INC 184,000.0 $1.7M 0.00% +20K +11.9% $9.32
1960 PUT ZOETIS INC 14,500.0 $1.7M 0.00% -10K -40.8% $118.21
Page 98 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%