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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 91 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1801 PUT ALLSTATE CORP 9,800.0 $2.0M 0.00% +400.0 +4.3% $207.34
1802 PUT ABRDN PLATINUM ETF TRUST 11,400.0 $2.0M 0.00% -30K -72.4% $178.23
1803 PUT DISTRIBUTION SOLUTIONS GRP I 77,200.0 $2.0M 0.00% NEW $26.24
1804 PUT GITLAB INC 93,600.0 $2.0M 0.00% -132K -58.4% $21.64
1805 PUT HALLADOR ENERGY COMPANY 124,400.0 $2.0M 0.00% +122K +5083.3% $16.28
1806 GT GOODYEAR TIRE & RUBR CO Consumer Cyclical 305,344.0 $2.0M 0.00% -136K -30.8% $6.63 +10.8%
1807 VST VISTRA CORP Utilities 13,455.0 $2.0M 0.00% -29K -68.4% $150.33 +4.1%
1808 PUT ROIVANT SCIENCES LTD 73,000.0 $2.0M 0.00% -123K -62.8% $27.70
1809 PUT GDS HLDGS LTD 50,100.0 $2.0M 0.00% -8K -13.6% $40.29
1810 CALL GRAYSCALE ETHEREUM STAKING 101,600.0 $2.0M 0.00% NEW $19.86
1811 CALL BROOKFIELD RENEWABLE ENERGY 61,500.0 $2.0M 0.00% NEW $32.64
1812 FMC FMC CORP Basic Materials 116,481.0 $2.0M 0.00% +40K +51.9% $17.22 -34.5%
1813 CALL ALLY FINL INC 51,100.0 $2.0M 0.00% -17K -25.1% $39.23
1814 CALL TSS INC DEL 154,000.0 $2.0M 0.00% +21K +15.8% $13.01
1815 PUT TECK RESOURCES LTD 38,700.0 $2.0M 0.00% -23K -37.7% $51.75
1816 RY ROYAL BK CDA Financial Services 12,369.0 $2.0M 0.00% -7K -35.1% $161.78 +30.8%
1817 PUT WIX COM LTD 22,200.0 $2.0M 0.00% +9K +72.1% $90.07
1818 CALL SM ENERGY COMPANY 64,100.0 $2.0M 0.00% +14K +29.2% $31.18
1819 CALL IOVANCE BIOTHERAPEUTICS INC 569,400.0 $2.0M 0.00% +231K +68.5% $3.51
1820 PUT ROYALTY PHARMA PLC 41,600.0 $2.0M 0.00% +27K +177.3% $47.97
Page 91 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%