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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 88 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1741 PUT CANADIAN IMPERIAL BANK OF CO 23,400.0 $2.2M 0.00% NEW $94.75
1742 CALL TRAVELERS COMPANIES INC 7,600.0 $2.2M 0.00% -1K -12.6% $291.68
1743 PUT BUILDERS FIRSTSOURCE INC 26,900.0 $2.2M 0.00% -14K -33.4% $82.33
1744 PUT PERFORMANCE FOOD GROUP CO 25,800.0 $2.2M 0.00% +19K +258.3% $85.66
1745 HL HECLA MINING COMPANY Basic Materials 118,499.0 $2.2M 0.00% NEW $18.63 -23.1%
1746 PUT ELBIT SYS LTD 2,600.0 $2.2M 0.00% +2K +2500.0% $849.09
1747 CALL WARBY PARKER INC 104,700.0 $2.2M 0.00% +45K +76.0% $21.07
1748 CALL BLACKSTONE MORTGAGE TRUST IN 115,000.0 $2.2M 0.00% +30K +34.5% $19.15
1749 PUT MADRIGAL PHARMACEUTICALS INC 4,200.0 $2.2M 0.00% NEW $523.47
1750 QXO QXO INC Industrials 113,183.0 $2.2M 0.00% +71K +165.9% $19.42 -25.8%
1751 PUT SYSCO CORP 30,700.0 $2.2M 0.00% +18K +149.6% $71.33
1752 BLOCK INC 36,374.0 $2.2M 0.00% NEW $60.18
1753 CALL NEOGEN CORP 235,300.0 $2.2M 0.00% -93K -28.4% $9.29
1754 CALL QNITY ELECTRONICS INC 18,900.0 $2.2M 0.00% +6K +48.8% $115.38
1755 PUT PLUG PWR INC 964,800.0 $2.2M 0.00% -678K -41.3% $2.26
1756 UNIT UNITI GROUP LLC Real Estate 231,966.0 $2.2M 0.00% -61K -20.8% $9.38 +17.7%
1757 PUT KEYSIGHT TECHNOLOGIES INC 7,700.0 $2.2M 0.00% +7K +670.0% $282.37
1758 CALL CHART INDS INC 10,500.0 $2.2M 0.00% -100.0 -0.9% $206.75
1759 CALL BIRKENSTOCK HOLDING PLC 60,100.0 $2.2M 0.00% +16K +37.8% $35.83
1760 PUT GRUPO FINANCIERO GALICIA S.A 46,100.0 $2.2M 0.00% NEW $46.71
Page 88 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%