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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 83 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1641 CALL KEYSIGHT TECHNOLOGIES INC 8,900.0 $2.5M 0.00% +1K +18.7% $282.37
1642 CALL CANADIAN IMPERIAL BANK OF CO 26,500.0 $2.5M 0.00% NEW $94.75
1643 CALL ONTO INNOVATION INC 12,200.0 $2.5M 0.00% -2K -16.4% $205.07
1644 PUT NEXTPOWER INC 20,700.0 $2.5M 0.00% -58K -73.8% $120.55
1645 PUT RAMACO RES INC 161,200.0 $2.5M 0.00% -17K -9.3% $15.46
1646 TPG TPG INC Financial Services 61,422.0 $2.5M 0.00% NEW $40.51 +8.0%
1647 COHR COHERENT CORP Technology 10,444.0 $2.5M 0.00% -34K -76.4% $238.21 +16.5%
1648 CALL WARRIOR MET COAL INC 26,700.0 $2.5M 0.00% +5K +22.5% $93.15
1649 CALL CNH INDL N V 226,000.0 $2.5M 0.00% +123K +120.3% $11.00
1650 CALL HERBALIFE LTD 168,700.0 $2.5M 0.00% -13K -7.2% $14.72
1651 MCD MCDONALDS CORP Consumer Cyclical 7,988.0 $2.5M 0.00% NEW $310.79 -13.9%
1652 CALL FRONTLINE PLC 71,200.0 $2.5M 0.00% -123K -63.4% $34.86
1653 PUT COMSTOCK INC 813,600.0 $2.5M 0.00% +660K +430.4% $3.05
1654 EH EHANG HLDGS LTD Industrials 255,363.0 $2.5M 0.00% -55K -17.6% $9.71 -47.3%
1655 PUT HORMEL FOODS CORP 109,200.0 $2.5M 0.00% -40K -26.8% $22.65
1656 CALL REGIONS FINANCIAL CORP NEW 94,600.0 $2.5M 0.00% -64K -40.2% $26.12
1657 AVAV AEROVIRONMENT INC Industrials 13,491.0 $2.5M 0.00% +9K +237.4% $183.05 -22.3%
1658 PUT INVESCO DB MULTI-SECTOR COMM 91,200.0 $2.5M 0.00% NEW $27.06
1659 PUT AUTODESK INC 10,300.0 $2.5M 0.00% -18K -63.7% $239.40
1660 CALL BEAZER HOMES USA INC 128,000.0 $2.5M 0.00% +99K +346.0% $19.24
Page 83 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%