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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 80 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1581 MKC MCCORMICK & CO INC Consumer Defensive 52,781.0 $2.7M 0.00% +40K +326.8% $50.44 +2.5%
1582 CALL DAQO NEW ENERGY CORP 125,000.0 $2.7M 0.00% +45K +55.5% $21.27
1583 CLSK CLEANSPARK INC Technology 312,267.0 $2.7M 0.00% +87K +38.5% $8.51 +53.1%
1584 PUT PARAMOUNT SKYDANCE CORP 294,600.0 $2.7M 0.00% -181K -38.0% $9.02
1585 CALL VEEVA SYS INC 15,100.0 $2.7M 0.00% -14K -47.8% $175.66
1586 CALL INVESCO DB COMMDY INDX TRCK 91,600.0 $2.7M 0.00% +88K +2762.5% $28.95
1587 CALL C3 AI INC 314,400.0 $2.6M 0.00% -504K -61.6% $8.42
1588 CALL AMENTUM HOLDINGS INC 101,500.0 $2.6M 0.00% -46K -31.3% $26.08
1589 PDS PRECISION DRILLING CORP Energy 26,861.0 $2.6M 0.00% NEW $98.40 -15.0%
1590 PUT ERO COPPER CORP 99,100.0 $2.6M 0.00% +50K +101.4% $26.67
1591 CALL BRIGHTHOUSE FINL INC 44,100.0 $2.6M 0.00% -120K -73.1% $59.88
1592 PUT BLACKSTONE SECD LENDING FD 111,300.0 $2.6M 0.00% +84K +306.2% $23.69
1593 CALL MACYS INC 145,700.0 $2.6M 0.00% -97K -40.0% $18.09
1594 SMR NUSCALE PWR CORP Utilities 243,026.0 $2.6M 0.00% +42K +20.7% $10.84 -28.9%
1595 CALL SOCIEDAD QUIMICA Y MINERA DE 32,500.0 $2.6M 0.00% NEW $80.94
1596 CALL BLACKSTONE SECD LENDING FD 110,800.0 $2.6M 0.00% -20K -15.4% $23.69
1597 CALL BITFARMS LTD 1,345,200.0 $2.6M 0.00% -828K -38.1% $1.95
1598 PUT ARGAN INC 4,800.0 $2.6M 0.00% -3K -37.7% $544.65
1599 CALL AMERICAN EXCEPTIONALISM ACQU 241,000.0 $2.6M 0.00% NEW $10.83
1600 PUT SYMBOTIC INC 49,000.0 $2.6M 0.00% -85K -63.4% $53.20
Page 80 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%