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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 77 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1521 CALL FRANCO NEV CORP 11,800.0 $2.9M 0.00% -5K -28.5% $247.05
1522 PUT FIDELITY NATL FINL INC 62,800.0 $2.9M 0.00% +62K +7750.0% $46.38
1523 SBSW SIBANYE STILLWATER LTD Basic Materials 236,318.0 $2.9M 0.00% -6K -2.7% $12.32 -35.1%
1524 CALL SHOALS TECHNOLOGIES GROUP IN 441,700.0 $2.9M 0.00% NEW $6.58
1525 ALGN ALIGN TECHNOLOGY INC Healthcare 16,794.0 $2.9M 0.00% -6K -26.3% $171.43 +3.1%
1526 PUT FIGURE TECHNOLOGY SOLUTIO 84,600.0 $2.9M 0.00% +54K +172.9% $33.95
1527 TTD THE TRADE DESK INC Technology 126,533.0 $2.9M 0.00% +107K +547.6% $22.69 -18.1%
1528 PUT ZIM INTEGRATED SHIPPING SERV 108,900.0 $2.9M 0.00% NEW $26.35
1529 PUT AMERICAN EAGLE OUTFITTERS IN 171,500.0 $2.9M 0.00% NEW $16.70
1530 CALL DIAGEO PLC 38,400.0 $2.9M 0.00% +23K +156.0% $74.45
1531 CALL HUNTINGTON INGALLS INDS INC 7,500.0 $2.8M 0.00% +4K +87.5% $379.90
1532 CALL FERMI INC 487,000.0 $2.8M 0.00% +241K +97.8% $5.84
1533 CALL CARPENTER TECHNOLOGY CORP 7,200.0 $2.8M 0.00% +5K +213.0% $394.15
1534 PUT OREILLY AUTOMOTIVE INC 30,700.0 $2.8M 0.00% $92.31
1535 CALL SPORTRADAR GROUP AG 169,100.0 $2.8M 0.00% +135K +398.8% $16.74
1536 PUT PENN ENTERTAINMENT INC 188,300.0 $2.8M 0.00% +23K +14.2% $15.03
1537 PUT PENNYMAC MTG INVT TR 242,100.0 $2.8M 0.00% +43K +21.5% $11.66
1538 PUT PBF ENERGY INC 59,100.0 $2.8M 0.00% +21K +53.9% $47.62
1539 CALL ANGLOGOLD ASHANTI PLC 28,900.0 $2.8M 0.00% -50K -63.4% $97.36
1540 PUT PROSHARES TR 81,500.0 $2.8M 0.00% +6K +8.2% $34.45
Page 77 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%