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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 76 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1501 CALL MEDICAL PROPERTIES TRUST INC 651,700.0 $3.0M 0.00% -90K -12.2% $4.63
1502 CALL CRISPR THERAPEUTICS AG 63,400.0 $3.0M 0.00% -118K -65.0% $47.57
1503 PUT BRC GROUP HOLDINGS INC 410,600.0 $3.0M 0.00% -35K -7.9% $7.32
1504 CALL GOLD FIELDS LTD 65,900.0 $3.0M 0.00% -162K -71.1% $45.40
1505 PUT SCORPIO TANKERS INC 40,000.0 $3.0M 0.00% -70K -63.7% $74.66
1506 ROK ROCKWELL AUTOMATION INC Industrials 8,320.0 $3.0M 0.00% +174.0 +2.1% $358.88 +28.7%
1507 CALL XENON PHARMACEUTICALS INC 51,300.0 $3.0M 0.00% +50K +3564.3% $58.15
1508 PUT E L F BEAUTY INC 49,200.0 $3.0M 0.00% -15K -23.0% $60.61
1509 CALL NOVAVAX INC 365,800.0 $3.0M 0.00% -263K -41.8% $8.14
1510 PUT REALTY INCOME CORP 48,500.0 $3.0M 0.00% -68K -58.4% $61.18
1511 PUT SAP SE 17,300.0 $3.0M 0.00% -2K -11.7% $171.21
1512 CALL SONY GROUP CORP 157,900.0 $3.0M 0.00% -37K -19.1% $18.74
1513 CALL BIGBEAR AI HLDGS INC 840,300.0 $3.0M 0.00% -3.6M -80.9% $3.52
1514 CALL SILVERCORP METALS INC 275,200.0 $3.0M 0.00% +169K +159.6% $10.74
1515 BNO UNITED STS BRENT OIL FD LP Financial Services 56,806.0 $3.0M 0.00% NEW $52.01 -6.4%
1516 PUT USA RARE EARTH INC 194,700.0 $2.9M 0.00% -140K -41.9% $15.13
1517 MUB ISHARES TR 27,683.0 $2.9M 0.00% +5K +23.7% $106.15 +0.4%
1518 PUT GAP INC 121,100.0 $2.9M 0.00% -162K -57.2% $24.20
1519 PUT TILRAY BRANDS INC 452,400.0 $2.9M 0.00% -1.0M -69.1% $6.47
1520 CALL YUM CHINA HLDGS INC 59,800.0 $2.9M 0.00% -22K -27.1% $48.78
Page 76 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%