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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 74 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1461 DOCN DIGITALOCEAN HLDGS INC Technology 36,597.0 $3.1M 0.00% NEW $85.78 +38.6%
1462 FORTINET INC 38,329.0 $3.1M 0.00% +2K +5.3% $81.72
1463 CALL CANADIAN SOLAR INC 225,700.0 $3.1M 0.00% -108K -32.3% $13.85
1464 PUT TC ENERGY CORP 49,900.0 $3.1M 0.00% +45K +984.8% $62.60
1465 CALL NETAPP INC 30,500.0 $3.1M 0.00% -29K -49.1% $102.39
1466 PUT SK TELECOM CO LTD 106,600.0 $3.1M 0.00% +100K +1422.9% $29.29
1467 PUT REDWIRE CORPORATION 366,500.0 $3.1M 0.00% +202K +123.5% $8.50
1468 AEM AGNICO EAGLE MINES LTD Basic Materials 15,328.0 $3.1M 0.00% +5K +44.0% $202.98 -32.5%
1469 PUT OMNICOM GROUP INC 41,200.0 $3.1M 0.00% +32K +329.2% $75.31
1470 CPER UNITED STS COMMODITY INDEX F Financial Services 90,046.0 $3.1M 0.00% NEW $34.43 +10.1%
1471 PUT UNILEVER PLC 56,200.0 $3.1M 0.00% -48K -46.0% $55.14
1472 CALL APELLIS PHARMACEUTICALS INC 77,000.0 $3.1M 0.00% -149K -65.9% $40.23
1473 LYB LYONDELLBASELL INDUSTRIES NV Basic Materials 38,433.0 $3.1M 0.00% NEW $80.56 -26.5%
1474 CALL XPO INC 15,900.0 $3.1M 0.00% +4K +34.8% $194.55
1475 PUT BRP INC 43,000.0 $3.1M 0.00% +41K +2587.5% $71.81
1476 CALL BWX TECHNOLOGIES INC 15,100.0 $3.1M 0.00% -600.0 -3.8% $204.49
1477 PUT GLOBALFOUNDRIES INC 69,400.0 $3.1M 0.00% +13K +22.8% $44.48
1478 CALL CARDINAL HEALTH INC 14,600.0 $3.1M 0.00% -600.0 -4.0% $211.31
1479 BBIO BRIDGEBIO PHARMA INC Healthcare 41,434.0 $3.1M 0.00% +23K +125.0% $74.26 +9.6%
1480 PUT LIQUIDIA CORPORATION 81,500.0 $3.1M 0.00% +58K +249.8% $37.74
Page 74 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%