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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 7 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 CALL OCCIDENTAL PETE CORP 1,458,200.0 $94.8M 0.06% -1.0M -41.6% $65.00
122 PUT BLOOM ENERGY CORP 692,400.0 $93.8M 0.06% -375K -35.1% $135.49
123 PUT VISA INC 309,900.0 $93.7M 0.06% +85K +38.0% $302.24
124 PUT PROSHARES TR 1,398,300.0 $93.5M 0.06% -777K -35.7% $66.89
125 CALL VISA INC 307,700.0 $93.0M 0.06% -91K -22.8% $302.24
126 CALL ISHARES TR 1,177,800.0 $90.5M 0.06% -707K -37.5% $76.87
127 PUT DELL TECHNOLOGIES INC 548,900.0 $90.1M 0.06% -350K -39.0% $164.13
128 CALL LAM RESEARCH CORP 420,000.0 $89.7M 0.06% -124K -22.8% $213.66
129 CALL APPLIED MATLS INC 259,100.0 $88.6M 0.06% -192K -42.6% $341.79
130 CALL NOVO-NORDISK A S 2,389,900.0 $87.8M 0.06% -72K -2.9% $36.75
131 CALL ARM HOLDINGS PLC 570,400.0 $86.3M 0.06% -398K -41.1% $151.28
132 GOOGL ALPHABET INC Communication Services 296,315.0 $85.2M 0.06% +258K +664.3% $287.56 +33.2%
133 CALL NIKE INC 1,588,400.0 $83.9M 0.06% -791K -33.2% $52.82
134 CALL UBER TECHNOLOGIES INC 1,162,000.0 $83.6M 0.06% -449K -27.9% $71.93
135 CALL DIREXION SHARES ETF TRUST 1,631,700.0 $83.1M 0.06% -1.1M -40.8% $50.94
136 PUT CROWDSTRIKE HLDGS INC 212,500.0 $83.0M 0.06% -141K -39.9% $390.41
137 PUT APPLIED MATLS INC 242,200.0 $82.8M 0.06% -228K -48.5% $341.79
138 CALL JOHNSON & JOHNSON 335,900.0 $82.1M 0.06% -338K -50.2% $244.44
139 CALL VERIZON COMMUNICATIONS INC 1,631,700.0 $81.9M 0.06% -862K -34.6% $50.20
140 CALL WELLS FARGO & CO 1,017,200.0 $81.0M 0.05% +79K +8.4% $79.61
Page 7 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%